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National Securities Exchanges

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Release Number SEC Issue Date Sort ascending File Number SRO Organization Details
34-76552 Dec 3, 2015 SR-BATS-2015-108 BATS Exchange (BATS) Notice of Filing of a Proposed Rule Change To Adopt Rule 11.27 Regarding the Quoting and Trading Requirements of the Tick Size Pilot Program
View Received Comments
See Also - Exhibit 5, Rel. No. 34-77291, Rel. No. 34-76945
34-76524 Nov 25, 2015 SR-BATS-2015-102 BATS Exchange (BATS) Notice of Filing of a Proposed Rule Change To Adopt Rule 11.27 Regarding the Data Collection Requirements of the Tick Size Pilot Program
View Received Comments
See Also - Exhibit 5, Rel. No. 34-76891, Rel. No. 34-77105
34-76478 Nov 19, 2015 SR-BATS-2015-100 BATS Exchange (BATS) Notice of Filing of Proposed Rule Change To Amend BATS Rule 14.11(i) To Adopt Generic Listing Standards for Managed Fund Shares
View Received Comments
See Also - Exhibit 5, Rel. No. 34-78005, Rel. No. 34-77871, Rel. No. 34-77202, Rel. No. 34-76820
34-76470 Nov 18, 2015 SR-BATS-2015-101 BATS Exchange (BATS) Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt Rule 8.17 To Provide a Process for an Expedited Suspension Proceeding and Rule 12.15 To Prohibit Disruptive Quoting and Trading Activity
View Received Comments
See Also - Exhibit 4, Exhibit 5, Rel. No. 34-77171, Rel. No. 34-76841
34-76459 Nov 17, 2015 SR-BATS-2015-97 BATS Exchange (BATS) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.13, Order Execution and Routing
See Also - Exhibit 5
34-76419 Nov 10, 2015 SR-BATS-2015-99 BATS Exchange (BATS) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees
See Also - Exhibit 5
34-76411 Nov 10, 2015 SR-BATS-2015-98 BATS Exchange (BATS) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for BZX Options
See Also - Exhibit 5
34-76394 Nov 9, 2015 SR-BATS-2015-56 BATS Exchange (BATS) Notice of Filing of Amendments Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change to List and Trade Shares of the ProShares Managed Futures Strategy ETF of the ProShares Trust Under BATS Rule 14.11 on BATS Exchange, Inc.
See Also - Rel. No. 34-76019, Rel. No. 34-75664
34-76393 Nov 9, 2015 SR-BATS-2015-57 BATS Exchange (BATS) Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt New Rule 8.17 To Provide a Process for an Expedited Suspension Proceeding and Rule 12.15 To Prohibit Layering and Spoofing on BATS Exchange, Inc.
See Also - Rel. No. 34-75970, Rel. No. 34-75693
34-76327 Nov 2, 2015 SR-BATS-2015-93 BATS Exchange (BATS) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delete Rule 22.10, Limitations on Dealings
See Also - Exhibit 5