National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-76552 | Dec 3, 2015 | SR-BATS-2015-108 | BATS Exchange (BATS) | Notice of Filing of a Proposed Rule Change To Adopt Rule 11.27 Regarding the Quoting and Trading Requirements of the Tick Size Pilot Program View Received Comments See Also - Exhibit 5, Rel. No. 34-77291, Rel. No. 34-76945 |
| 34-76524 | Nov 25, 2015 | SR-BATS-2015-102 | BATS Exchange (BATS) | Notice of Filing of a Proposed Rule Change To Adopt Rule 11.27 Regarding the Data Collection Requirements of the Tick Size Pilot Program View Received Comments See Also - Exhibit 5, Rel. No. 34-76891, Rel. No. 34-77105 |
| 34-76478 | Nov 19, 2015 | SR-BATS-2015-100 | BATS Exchange (BATS) | Notice of Filing of Proposed Rule Change To Amend BATS Rule 14.11(i) To Adopt Generic Listing Standards for Managed Fund Shares View Received Comments See Also - Exhibit 5, Rel. No. 34-78005, Rel. No. 34-77871, Rel. No. 34-77202, Rel. No. 34-76820 |
| 34-76470 | Nov 18, 2015 | SR-BATS-2015-101 | BATS Exchange (BATS) | Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt Rule 8.17 To Provide a Process for an Expedited Suspension Proceeding and Rule 12.15 To Prohibit Disruptive Quoting and Trading Activity View Received Comments See Also - Exhibit 4, Exhibit 5, Rel. No. 34-77171, Rel. No. 34-76841 |
| 34-76459 | Nov 17, 2015 | SR-BATS-2015-97 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.13, Order Execution and Routing See Also - Exhibit 5 |
| 34-76419 | Nov 10, 2015 | SR-BATS-2015-99 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees See Also - Exhibit 5 |
| 34-76411 | Nov 10, 2015 | SR-BATS-2015-98 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for BZX Options See Also - Exhibit 5 |
| 34-76394 | Nov 9, 2015 | SR-BATS-2015-56 | BATS Exchange (BATS) | Notice of Filing of Amendments Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change to List and Trade Shares of the ProShares Managed Futures Strategy ETF of the ProShares Trust Under BATS Rule 14.11 on BATS Exchange, Inc. See Also - Rel. No. 34-76019, Rel. No. 34-75664 |
| 34-76393 | Nov 9, 2015 | SR-BATS-2015-57 | BATS Exchange (BATS) | Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt New Rule 8.17 To Provide a Process for an Expedited Suspension Proceeding and Rule 12.15 To Prohibit Layering and Spoofing on BATS Exchange, Inc. See Also - Rel. No. 34-75970, Rel. No. 34-75693 |
| 34-76327 | Nov 2, 2015 | SR-BATS-2015-93 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delete Rule 22.10, Limitations on Dealings See Also - Exhibit 5 |