National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-98197 | Aug 22, 2023 | SR-NYSEAMER-2023-41 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change to Modify Rule 928NYP Comments Due: September 18, 2023 See Also - Exhibit 5 Submit a Comment on SR-NYSEAMER-2023-41
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| 34-98159 | Aug 17, 2023 | SR-NYSEAMER-2023-40 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change to Modify the NYSE American Options Fee Schedule Comments Due: September 13, 2023 See Also - Exhibit 5 |
| 34-98149 | Aug 16, 2023 | SR-NYSEAMER-2023-39 | NYSE American LLC (NYSEAMER) | Notice of Filing of Proposed Change to Amend the Connectivity Fee Schedule Regarding Power Allocation Comments Due: September 12, 2023 See Also - Exhibit 5 |
| 34-98110 | Aug 11, 2023 | SR-NYSEAMER-2023-37 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Equities Price List to Adopt a Fee for Directed Orders Routed Directly By the Exchange to an Alternative Trading System Comments Due: September 6, 2023 See Also - Exhibit 5 |
| 34-98013 | Jul 27, 2023 | SR-NYSEAMER-2023-27 | NYSE American LLC (NYSEAMER) | Order Granting Approval of a Proposed Rule Change to Amend Rule 915 (Criteria for Underlying Securities) to Accelerate the Listing of Options on Certain IPOs View Received Comments |
| 34-97999 | Jul 26, 2023 | SR-NYSEAMER-2023-36 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: August 22, 2023 See Also - Exhibit 5 |
| 34-97938 | Jul 18, 2023 | SR-NYSEAMER-2023-35 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change for New Rule 971.1NYP Comments Due: August 14, 2023 See Also - Exhibit 5 |
| 34-97869 | Jul 10, 2023 | SR-NYSEAMER-2023-34 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed New Rules 900.3NYP, 925.1NYP, 928NYP, 928.1NYP, and 952NYP and Amendments to Rules 900.3NY, 925NY, 925.1NY, 928NY, 952NY, 953.1NY, 967NY, 967.1NY, and 985NY Comments Due: August 7, 2023 See Also - Exhibit 5 |
| 34-97748 | Jun 16, 2023 | SR-NYSEAMER-2023-32 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the Partial Cabinet Solution Bundles Offered as Part of Its Co-location Services Comments Due: July 14, 2023 See Also - Exhibit 5 |
| 34-97742 | Jun 16, 2023 | SR-NYSEAMER-2023-33 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Amendments to the Exchange's Rules Regarding Continuing Education Requirements Comments Due: July 14, 2023 |