National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-94123 | Feb 1, 2022 | SR-BX-2022-003 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Obvious Error Rule Comments Due: February 28, 2022 See Also - Exhibit 5 Submit a Comment on SR-BX-2022-003
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| 34-94037 | Jan 24, 2022 | SR-BX-2022-002 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend References to FINRA Continuing Education Fees Comments Due: February 18, 2022 |
| 34-93989 | Jan 18, 2022 | SR-BX-2022-001 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BX Pricing Schedule at Options 7, Section 2 Comments Due: February 14, 2022 See Also - Exhibit 5 |
| 34-93896 | Jan 4, 2022 | SR-BX-2021-054 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an Add Liquidity Order and Post-Only Quote Configuration Functionality Comments Due: January 31, 2022 See Also - Exhibit 5 |
| 34-93848 | Dec 21, 2021 | SR-BX-2021-051, SR-BX-2021-050 | Nasdaq BX, Inc. (BX) | Order Approving Proposed Rule Changes Regarding the Transfer of Ownership of Nasdaq BX Equities LLC and the Merger of Nasdaq BX Equities LLC With and Into the Exchange Comments Due: November 30, 2021 |
| 34-93814 | Dec 17, 2021 | SR-PHLX-2021-25, SR-NASDAQ-2021-029, SR-MRX-2021-05, SR-ISE-2021-08, SR-GEMX-2021-03, SR-CboeEDGX-2021-024, SR-CboeEDGA-2021-010, SR-CboeBZX-2021-034, SR-CboeBYX-2021-011, SR-CBOE-2021-030, SR-C2-2021-008, SR-BX-2021-018 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, The Nasdaq Stock Market LLC (NASDAQ), Nasdaq MRX, LLC (MRX), Nasdaq ISE, LLC (ISE), Nasdaq GEMX, LLC (GEMX), Cboe EDGX Exchange, Inc. (CboeEDGX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe BZX Exchange, Inc. (CboeBZX), Cboe BYX Exchange, Inc. (CboeBYX), Cboe Exchange, Inc. (CBOE), Cboe C2 Exchange, Inc. (C2), Nasdaq BX, Inc. (BX) | Notice of Withdrawal of Proposed Rule Changes To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: June 1, 2021 |
| 34-93739 | Dec 8, 2021 | SR-BX-2021-053 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX's Pricing Schedule at Options 7, Section 1, General Provisions Comments Due: January 4, 2022 See Also - Exhibit 5 |
| 34-93587 | Nov 16, 2021 | SR-BX-2021-052 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees Comments Due: December 13, 2021 See Also - Exhibit 5 |
| 34-93514 | Nov 3, 2021 | SR-BX-2021-050 | Nasdaq BX, Inc. (BX) | Notice of Filing of Proposed Rule Change To Amend the BX Equities LLC Operating Agreement Comments Due: November 30, 2021 See Also - Exhibit 5 |
| 34-93513 | Nov 3, 2021 | SR-BX-2021-051 | Nasdaq BX, Inc. (BX) | Notice of Filing of Proposed Rule Change To Amend Exchange Rules in Connection With the Proposed Merger of BX Equities LLC With and Into the Exchange Comments Due: November 30, 2021 See Also - Exhibit 5a, Exhibit 5b, Exhibit 5c Submit a Comment on SR-BX-2021-051 |