National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-94436 | Mar 16, 2022 | SR-CboeEDGA-2022-003 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Applicable to Various Market Data Products Comments Due: April 12, 2022 See Also - Exhibit 5 Submit a Comment on SR-CboeEDGA-2022-003
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| 34-94367 | Mar 7, 2022 | SR-CboeEDGA-2021-025 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report Comments Due: April 1, 2022 Rebuttal comments due: April 15, 2022 View Received Comments |
| 34-94007 | Jan 20, 2022 | SR-CboeEDGA-2021-025 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report, Modify the Name of Rule 13.8 to "Data Products", and Add a Preamble to Rule 13.8 Comments Due: December 28, 2021 View Received Comments |
| 34-93995 | Jan 18, 2022 | SR-CboeEDGA-2022-001 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Applicable to Various Market Data Products Comments Due: February 14, 2022 View Received Comments See Also - Exhibit 5 |
| 34-93963 | Jan 12, 2022 | SR-CboeEDGX-2021-048, SR-CboeEDGA-2021-024, SR-CboeBZX-2021-076, SR-CboeBYX-2021-027 | Cboe EDGX Exchange, Inc. (CboeEDGX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe BZX Exchange, Inc. (CboeBZX), Cboe BYX Exchange, Inc. (CboeBYX) | Order Granting Approval of Proposed Rule Changes To Amend Each Exchange's Rules in Connection With a Risk Setting That Users May Elect To Apply to Their Orders in Hard To Borrow Securities Comments Due: December 20, 2021 |
| 34-93816 | Dec 17, 2021 | SR-CboeEDGA-2021-026 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Juneteenth National Independence Day a Holiday of the Exchange Comments Due: January 13, 2022 See Also - Exhibit 5 |
| 34-93814 | Dec 17, 2021 | SR-PHLX-2021-25, SR-NASDAQ-2021-029, SR-MRX-2021-05, SR-ISE-2021-08, SR-GEMX-2021-03, SR-CboeEDGX-2021-024, SR-CboeEDGA-2021-010, SR-CboeBZX-2021-034, SR-CboeBYX-2021-011, SR-CBOE-2021-030, SR-C2-2021-008, SR-BX-2021-018 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, The Nasdaq Stock Market LLC (NASDAQ), Nasdaq MRX, LLC (MRX), Nasdaq ISE, LLC (ISE), Nasdaq GEMX, LLC (GEMX), Cboe EDGX Exchange, Inc. (CboeEDGX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe BZX Exchange, Inc. (CboeBZX), Cboe BYX Exchange, Inc. (CboeBYX), Cboe Exchange, Inc. (CBOE), Cboe C2 Exchange, Inc. (C2), Nasdaq BX, Inc. (BX) | Notice of Withdrawal of Proposed Rule Changes To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: June 1, 2021 |
| 34-93694 | Dec 1, 2021 | SR-CboeEDGA-2021-025 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing of a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report, Modify the Name of Rule 13.8 to "Data Products", and Add a Preamble to Rule 13.8 Comments Due: December 28, 2021 View Received Comments See Also - Exhibit 5 |
| 34-93642 | Nov 22, 2021 | SR-CboeEDGA-2021-024 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing of a Proposed Rule Change To Amend Interpretation and Policy .01 to Rule 11.10 in Connection With a Risk Setting That Users May Elect To Apply to Their Orders in Hard To Borrow Securities Comments Due: December 20, 2021 See Also - Exhibit 5 |
| 34-93437 | Oct 27, 2021 | SR-PHLX-2021-25, SR-NASDAQ-2021-029, SR-MRX-2021-05, SR-ISE-2021-08, SR-GEMX-2021-03, SR-CboeEDGX-2021-024, SR-CboeEDGA-2021-010, SR-CboeBZX-2021-034, SR-CboeBYX-2021-011, SR-CBOE-2021-030, SR-C2-2021-008, SR-BX-2021-018 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, The Nasdaq Stock Market LLC (NASDAQ), Nasdaq MRX, LLC (MRX), Nasdaq ISE, LLC (ISE), Nasdaq GEMX, LLC (GEMX), Cboe EDGX Exchange, Inc. (CboeEDGX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe BZX Exchange, Inc. (CboeBZX), Cboe BYX Exchange, Inc. (CboeBYX), Cboe Exchange, Inc. (CBOE), Cboe C2 Exchange, Inc. (C2), Nasdaq BX, Inc. (BX) | Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: June 1, 2021 |