National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-96475 | Dec 12, 2022 | SR-NYSECHX-2022-29 | NYSE Chicago, Inc. (NYSECHX) | Notice of Withdrawal of a Proposed Rule Change To Amend Article 17, Rule 5 |
| 34-96461 | Dec 7, 2022 | SR-NYSECHX-2022-28 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule of NYSE Chicago, Inc. Comments Due: January 3, 2023 See Also - Exhibit 5 Submit a Comment on SR-NYSECHX-2022-28
|
| 34-96448 | Dec 5, 2022 | SR-NYSECHX-2022-29 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Article 17, Rule 5 Comments Due: December 30, 2022 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-NYSECHX-2022-29 |
| 34-96433 | Dec 1, 2022 | SR-NYSECHX-2022-27 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule of NYSE Chicago, Inc. To Reflect the Fee for Directed Orders Routed by the Exchange to an Alternative Trading System Comments Due: December 28, 2022 See Also - Exhibit 5 |
| 34-96260 | Nov 8, 2022 | SR-NYSECHX-2022-24 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830. Comments Due: December 6, 2022 |
| 34-96150 | Oct 25, 2022 | SR-NYSECHX-2022-23 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .01 of Article 6, Rule 13 Comments Due: November 21, 2022 |
| 34-95971 | Oct 4, 2022 | SR-NYSECHX-2022-22 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule Comments Due: November 1, 2022 See Also - Exhibit 5 |
| 34-95825 | Sep 19, 2022 | SR-NYSECHX-2022-21 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.10 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95697 | Sep 7, 2022 | SR-NYSECHX-2022-20 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Transfer the Services and Fees Related to Colocation Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95477 | Aug 11, 2022 | SR-NYSECHX-2022-19 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Rules 10.9261 and 10.9830 With Recent Changes by the Financial Industry Regulatory Authority, Inc. Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |