National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-98856 | Nov 3, 2023 | SR-NYSEAMER-2023-52 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Rule 7.37E Comments Due: November 30, 2023 See Also - Exhibit 5 Submit a Comment
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| 34-98853 | Nov 3, 2023 | SR-NYSEAMER-2023-54 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change Amending Rule 935NY Comments Due: November 30, 2023 See Also - Exhibit 5 |
| 34-98798 | Oct 25, 2023 | SR-NYSEAMER-2023-49 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change to Delete Legacy Disciplinary Rules 475, 476, 476A, and 477 and Make Conforming Changes to Rule 41, Rules 8001, 8130(d), 8320(d), 9001, 9216(b)(1), 9810(a), and 781 of the Office Rules, Rules Comments Due: November 21, 2023 See Also - Exhibit 5 |
| 34-98771 | Oct 18, 2023 | SR-NYSEAMER-2023-50 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE American Options Proprietary Market Data Fee Schedule Comments Due: November 14, 2023 See Also - Exhibit 5 |
| 34-98678 | Oct 3, 2023 | SR-NYSEAMER-2023-48 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule to Modify the Options Regulatory Fee Comments Due: October 31, 2023 See Also - Exhibit 5 |
| 34-98598 | Sep 28, 2023 | SR-NYSEAMER-2023-47 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 0 of the General and Floor Rules Comments Due: October 25, 2023 See Also - Exhibit 5 |
| 34-98484 | Sep 22, 2023 | SR-NYSEAMER-2023-45 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change to Modify Rule 980NYP Comments Due: October 19, 2023 See Also - Exhibit 5 |
| 34-98483 | Sep 22, 2023 | SR-NYSEAMER-2023-44 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change to Modify Rule 900.3NYP Comments Due: October 19, 2023 See Also - Exhibit 5 |
| 34-98332 | Sep 8, 2023 | SR-NYSEAMER-2023-43 | NYSE American LLC (NYSEAMER) | NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change to Modify the NYSE American Options Fee Schedule Comments Due: October 5, 2023 See Also - Exhibit 5 |
| 34-98247 | Aug 30, 2023 | SR-NYSEAMER-2023-42 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change to Modify Rule 900.3NYP Comments Due: September 27, 2023 See Also - Exhibit 5 |