National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-96378 | Nov 22, 2022 | SR-EMERALD-2022-31 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 518, Complex Orders Comments Due: December 20, 2022 See Also - Exhibit 5 Submit a Comment on SR-EMERALD-2022-31
|
34-96376 | Nov 22, 2022 | SR-EMERALD-2022-30 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Exchange Rule 532, Order and Quote Price Protection Mechanisms and Risk Controls Comments Due: December 20, 2022 See Also - Exhibit 5 |
34-96368 | Nov 21, 2022 | SR-EMERALD-2022-32 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 515 to Make a Minor, Non-Substantive Edit Comments Due: December 19, 2022 See Also - Exhibit 5 |
34-96121 | Oct 21, 2022 | SR-EMERALD-2022-19 | MIAX Emerald, LLC (EMERALD) | Notice of Withdrawal of Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Increase Certain Connectivity Fees and Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Emerald Express Interface Ports |
34-96124 | Oct 21, 2022 | SR-MIAX-2022-19, SR-EMERALD-2022-18 | Miami International Securities Exchange, LLC (MIAX), MIAX Emerald, LLC (EMERALD) | Notice of Withdrawal of Proposed Rule Changes To Establish Fees for the Exchanges' cToM Market Data Products |
34-95885 | Sep 22, 2022 | SR-EMERALD-2022-29 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX Emerald, LLC To Amend Its Fee Schedule Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
34-95810 | Sep 16, 2022 | SR-EMERALD-2022-28 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 519, MIAX Emerald Order Monitor Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
34-95352 | Jul 22, 2022 | SR-EMERALD-2022-25 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 515A and Exchange Rule 518 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
34-95343 | Jul 20, 2022 | SR-EMERALD-2022-24 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 515 To Make Minor, Non-Substantive Edits Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
34-95272 | Jul 13, 2022 | SR-EMERALD-2022-23 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 518, Complex Orders, and Exchange Rule 515, Execution of Orders and Quotes, To Permit Pricing of Stock-Option Complex Strategies in any Decimal Price the Exchange Determines Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |