National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-59457 | Feb 26, 2009 | SR-BATS-2009-006 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.9, Entitled "Orders and Modifiers" |
34-59312 | Jan 28, 2009 | SR-BATS-2009-005 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. |
34-59292 | Jan 23, 2009 | SR-BATS-2009-003 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 2.5, Entitled "Restrictions," and BATS Rule 11.4, Entitled "Authorized Traders." |
34-59284 | Jan 23, 2009 | SR-BATS-2009-002 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.8, Entitled "Obligations of Market Makers." |
34-59258 | Jan 15, 2009 | SR-BATS-2009-001 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.9, entitled "Orders and Modifiers" |
34-59114 | Dec 17, 2008 | SR-BATS-2008-013 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change the Name of BATS Holdings, Inc. |
34-59095 | Dec 12, 2008 | SR-BATS-2008-012 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of the Exchange |
34-59029 | Dec 1, 2008 | SR-BATS-2008-011 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Certain Market Maker Quoting Violations Punishable Under Its Minor Rule Violation Plan |
34-58989 | Nov 20, 2008 | SR-BATS-2008-010 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees of Other Market Centers Related to Clearly Erroneous Rulings |
34-58872 | Oct 28, 2008 | SR-BATS-2008-008 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Limitation of Liability |