National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-62688A | Aug 11, 2010 | SR-NYSEArca-2010-61, SR-NYSEAmex-2010-63, SR-NYSE-2010-49, SR-NSX-2010-08, SR-NASDAQ-2010-079, SR-ISE-2010-66, SR-FINRA-2010-033, SR-EDGX-2010-05, SR-EDGA-2010-05, SR-CHX-2010-14, SR-CBOE-2010-065, SR-BX-2010-044, SR-BATS-2010-018 | NYSE Arca (NYSEARCA), NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq ISE, LLC (ISE), Financial Industry Regulatory Authority (FINRA), EDGX Exchange (EDGX), EDGA Exchange (EDGA), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Nasdaq BX, Inc. (BX), BATS Exchange (BATS) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility View Received Comments See Also - Rel. No. 34-62409, Rel. No. 34-62883, Rel. No. 34-62763, Rel. No. 34-62416, Rel. No. 34-62418, Rel. No. 34-62419 |
34-62595 | Jul 29, 2010 | SR-BATS-2010-019 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Seventy-Five Options Classes to the Penny Pilot Program |
34-62597 | Jul 29, 2010 | SR-BATS-2010-020 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Short Term Option Program See Also - Exhibit 5 |
34-62524 | Jul 16, 2010 | SR-BATS-2010-008 | BATS Exchange (BATS) | Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend BATS Rules 2.5 and 17.2 To Establish a Registration Requirement for Principals See Also - Rel. No. 34-61960 |
34-62407 | Jun 30, 2010 | SR-BATS-2010-18 | BATS Exchange (BATS) | Notice of Filing of Proposed Rule Change To Amend BATS Rule 11.18, Entitled "Trading Halts Due to Extraordinary Market Volatility." View Received Comments See Also - Exhibit 3, Rel. No. 34-62688A |
34-62404 | Jun 30, 2010 | SR-BATS-2010-017 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.13, Entitled "Order Execution" See Also - Exhibit 5 |
34-62340 | Jun 21, 2010 | SR-BATS-2010-016 | BATS Exchange (BATS) | Notice of Filing of Proposed Rule Change To Amend BATS Rule 11.17, entitled "Clearly Erroneous Executions" View Received Comments See Also - Rel. No. 34-62730, Rel. No. 34-62797 |
34-62252 | Jun 10, 2010 | SR-BATS-2010-014, SR-EDGA-2010-01, SR-EDGX-2010-01, SR-BX-2010-037, SR-ISE-2010-48, SR-NYSE-2010-39, SR-NYSEAmex-2010-46, SR-NYSEArca-2010-41, SR-NASDAQ-2010-061, SR-CHX-2010-10, SR-NSX-2010-05, SR-CBOE-2010-047 | NYSE Arca (NYSEARCA), NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq ISE, LLC (ISE), EDGX Exchange (EDGX), EDGA Exchange (EDGA), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Nasdaq BX, Inc. (BX), BATS Exchange (BATS) | Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility View Received Comments See Also - Rel. No. 34-62121, Rel. No. 34-62122, Rel. No. 34-62123, Rel. No. 34-62124, Rel. No. 34-62125, Rel. No. 34-62126, Rel. No. 34-62127, Rel. No. 34-62128, Rel. No. 34-62129, Rel. No. 34-62130, Rel. No. 34-62131, Rel. No. 34-62132 |
34-62241 | Jun 8, 2010 | SR-BATS-2010-015 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. See Also - Exhibit 5 |
34-62177 | May 26, 2010 | SR-BATS-2010-013 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 19.5, entitled "Minimum Participation Requirement for Opening Trading of Option Series" |