National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-63385 | Nov 29, 2010 | SR-BATS-2010-035 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program |
| 34-63359 | Nov 22, 2010 | SR-BATS-2010-033 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Exchange, Inc. to Modify the Minor Rule Violation Plan for BATS Options See Also - Exhibit 5 |
| 34-63322 | Nov 16, 2010 | SR-BATS-2010-032 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a $0.50 Strike Program See Also - Exhibit 5 |
| 34-63300 | Nov 10, 2010 | SR-BATS-2010-031 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. See Also - Exhibit 5 |
| 34-63255 | Nov 5, 2010 | SR-NYSEArca-2010-83, SR-NYSEAmex-2010-96, SR-NYSE-2010-69, SR-NSX-2010-12, SR-NASDAQ-2010-115, SR-FINRA-2010-049, SR-CHX-2010-22, SR-CBOE-2010-087, SR-BX-2010-66, SR-BATS-2010-025 | NYSE Arca (NYSEARCA), NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Financial Industry Regulatory Authority (FINRA), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Nasdaq BX, Inc. (BX), BATS Exchange (BATS) | Order Granting Accelerated Approval to Proposed Rule Changes, as Modified by Amendment No. 1, To Enhance the Quotation Standards for Market Makers See Also - Rel. No. 34-62945, Rel. No. 34-62946, Rel. No. 34-62947, Rel. No. 34-62948, Rel. No. 34-62949, Rel. No. 34-62950, Rel. No. 34-62951, Rel. No. 34-62952, Rel. No. 34-62953, Rel. No. 34-62954 |
| 34-63146 | Oct 21, 2010 | SR-BATS-2010-030 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. See Also - Exhibit 5 |
| 34-63147 | Oct 21, 2010 | SR-BATS-2010-029 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Exchange, Inc. To Amend BATS Rule 11.13, Entitled "Order Execution" See Also - Exhibit 5 |
| 34-63122 | Oct 18, 2010 | SR-BATS-2010-028 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposal To Make Clean Up Changes by Amending Certain Rules |
| 34-63085 | Oct 13, 2010 | SR-BATS-2010-026 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Related to Fees for Use of BATS Exchange, Inc. See Also - Exhibit 5 |
| 34-63090 | Oct 13, 2010 | SR-BATS-2010-027 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Exchange, Inc. To Amend BATS Rule 21.9, Entitled "Order Routing" See Also - Exhibit 5 |