National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-83061 | Apr 18, 2018 | SR-NYSEAMER-2018-05 | NYSE American LLC (NYSEAMER) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Establish an Electronic Price Improvement Auction for Complex Orders |
| 34-82992 | Apr 4, 2018 | SR-NYSEAMER-2018-11 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE Amex Options Fee Schedule With Respect to the Options Regulatory Fee See Also - Exhibit 5 |
| 34-82923 | Mar 22, 2018 | SR-NYSEAMER-2018-10 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change Amending Certain Governing Documents of the Exchange and NYSE Market, Inc. To Make a Technical Change Updating the Entities' Registered Offices and Registered Agents and Update the Date as Required See Also - Exhibit 5 |
| 34-82864 | Mar 13, 2018 | SR-NYSEAMER-2018-07 | NYSE American LLC (NYSEAMER) | Notice to the Exchange of Announcements of Dividends or Stock Distributions at Least Ten Minutes in Advance of Public Release See Also - Exhibit 5 |
| 34-82858 | Mar 12, 2018 | SR-NYSEAMER-2018-08 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Short Term Options Series Program See Also - Exhibit 5 |
| 34-82852 | Mar 9, 2018 | SR-NYSEAMER-2018-09 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 915 See Also - Exhibit 5 |
| 34-82809 | Mar 6, 2018 | SR-NYSEAMER-2018-06 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE American Options Fee Schedule See Also - Exhibit 5 |
| 34-82802 | Mar 2, 2018 | SR-NYSEAMER-2018-05 | NYSE American LLC (NYSEAMER) | Notice of Filing of Proposed Rule Change for New Rule 971.2NY for An Electronic Price Improvement Auction for Complex Orders View Received Comments See Also - Exhibit 5 |
| 34-82737 | Feb 16, 2018 | SR-NYSEAMER-2018-04 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Listing Standard for Warrants in Section 105 of the NYSE American Company Guide See Also - Exhibit 5 |
| 34-82637 | Feb 6, 2018 | SR-NYSEAMER-2018-03 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Certain of the Governing Documents of Its Intermediate Parent Companies See Also - Exhibit 5a |