National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-70890 | Nov 15, 2013 | SR-NSX-2013-21 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule See Also - Exhibit 5 |
34-70881 | Nov 14, 2013 | SR-NSX-2013-20 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 11.11 Regarding the Entry and Execution of Zero Display Reserve Orders Marked "Sell Short" |
34-70589 | Oct 1, 2013 | SR-NSX-2013-19 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.19 To Extend Pilot Program Regarding Clearly Erroneous Executions See Also - Exhibit 5 |
34-70525 | Sep 26, 2013 | SR-NSX-2013-18 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee and Rebate Schedule See Also - Exhibit 5 |
34-69941 | Jul 8, 2013 | SR-NSX-2013-14 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Fee and Rebate Schedule |
34-69874 | Jun 27, 2013 | SR-NSX-2013-13 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 11.11 to Automatically Prevent Entry of Zero Display Reserve Orders Marked "Sell Short" |
34-69519 | May 6, 2013 | SR-NSX-2013-02 | National Stock Exchange (NSX) | Order and Add New Definitions Regarding Automatic Execution Mode and Automatic Execution Orders View Received Comments See Also - Rel. No. 34-69183, Rel. No. 34-68807 |
34-69296 | Apr 4, 2013 | SR-NSX-2013-12 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Rule 11.24, Limit Up/Limit Down See Also - Exhibit 5 |
34-69212 | Mar 22, 2013 | SR-NSX-2013-10 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide the Ability To Prevent Zero Display Reserve Orders From Executing in a Locked Market See Also - Exhibit 5 |
34-69213 | Mar 22, 2013 | SR-NSX-2013-11 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule See Also - Exhibit 5 |