National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-97752 | Jun 16, 2023 | SR-NYSENAT-2023-10 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Partial Cabinet Solution Bundles Offered as Part of Its Co-location Services Comments Due: July 14, 2023 See Also - Exhibit 5 Submit a Comment on SR-NYSENAT-2023-10
|
| 34-97745 | Jun 16, 2023 | SR-NYSENAT-2023-11 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Amendments to the Exchange's Rules Regarding Continuing Education Requirements Comments Due: July 14, 2023 |
| 34-97707 | Jun 13, 2023 | SR-NYSENAT-2023-09 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 to Specify the Exchange's Source of Data Feeds from MEMX LLC Comments Due: July 11, 2023 See Also - Exhibit 5 |
| 34-97059 | Mar 7, 2023 | SR-NYSENAT-2023-08 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Certificate of Incorporation and Bylaws Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-96919 | Feb 14, 2023 | SR-NYSENAT-2023-07 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.19 Pertaining to Pre-Trade Risk Controls Comments Due: March 14, 2023 View Received Comments See Also - Exhibit 5 |
| 34-96868 | Feb 9, 2023 | SR-NYSENAT-2023-06 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830 Comments Due: March 8, 2023 |
| 34-96821 | Feb 7, 2023 | SR-NYSENAT-2022-26 | NYSE National, Inc. (NYSENAT) | Notice of Withdrawal of Proposed Rule Change To Amend Rule 7.19 Concerning Pre-Trade Risk Controls |
| 34-96735 | Jan 23, 2023 | SR-NYSENAT-2023-04 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31(i)(2) Comments Due: February 17, 2023 See Also - Exhibit 5 |
| 34-96693 | Jan 18, 2023 | SR-NYSENAT-2023-03 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 10.9132, 10.9133, 10.9135, 10.9146, 10.9522, 10.9524, 10.9559 and 10.9630 Comments Due: February 14, 2023 |
| 34-96696 | Jan 18, 2023 | SR-NYSENAT-2023-02 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31 Comments Due: February 14, 2023 See Also - Exhibit 5 |