National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-59020 | Nov 26, 2008 | SR-NYSEALTR-2008-06 | NYSE Alternext US (NYSEALTR) | Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change by NYSE Alternext US LLC for Retroactive Application of a Previously Adopted Revenue Sharing Program for ETF Quoting Participants on the Exchange |
34-59019 | Nov 26, 2008 | SR-NYSEALTR-2008-04 | NYSE Alternext US (NYSEALTR) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Alternext US LLC To Implement a Previously Adopted Revenue Sharing Program for ETF Quoting Participants on the Exchange |
34-59022 | Nov 26, 2008 | SR-NYSEALTR-2008-10 | NYSE Alternext US (NYSEALTR) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Conform Its Rules With Those of the New York Stock Exchange |
34-59006 | Nov 24, 2008 | SR-NYSEALTR-2008-08 | NYSE Alternext US (NYSEALTR) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Managed Fund Share Options |
34-59009 | Nov 24, 2008 | SR-NYSEALTR-2008-07 | NYSE Alternext US (NYSEALTR) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Use Its Broker Dealer Affiliate, Archipelago Securities, LLC, as Its Routing Broker |
34-58933 | Nov 12, 2008 | SR-NYSEALTR-2008-05 | NYSE Alternext US (NYSEALTR) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC To Extend Its Temporary Program Relating to Section 31-Related Funds |
34-58839 | Oct 23, 2008 | SR-NYSEALTR-2008-03 | NYSE Alternext US (NYSEALTR) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Relocation of the Trading of Certain Debt Securities Conducted on or Through the Exchange's Legacy Trading Systems and Facilities to an Automated Bond Trading Platform Based on NYSE BondsSM |
34-58824 | Oct 21, 2008 | SR-NYSEALTR-2008-02 | NYSE Alternext US (NYSEALTR) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext U.S. LLC To Amend NYSE Alternext Equities Rule 123D(4) To Expand That Rule's Trading Halt Condition To Cover All Structured Products |