National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-80227 | Mar 13, 2017 | SR-CHX-2017-05 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Date of Appendix B Web Site Data Publication Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program See Also - Exhibit 5 |
| 34-80041 | Feb 14, 2017 | SR-CHX-2017-04 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing of Proposed Rule Change To Adopt the CHX Liquidity Enhancing Access Delay View Received Comments See Also - Exhibit 5, Rel. No. 34-81415, Rel. No. 34-80364, Rel. No. 34-80740, Rel. No. 34-81913 |
| 34-79984 | Feb 7, 2017 | SR-CHX-2016-16 | Chicago Stock Exchange, Inc. (CHX) | Notice of Withdrawal of a Proposed Rule Change To Adopt the CHX Liquidity Taking Access Delay View Received Comments See Also - Rel. No. 34-79608, Rel. No. 34-79216, Rel. No. 34-78860 |
| 34-79948 | Feb 2, 2017 | SR-CHX-2017-03 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing of Proposed Rule Change To Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail See Also - Exhibit 5 |
| 34-79822 | Jan 18, 2017 | SR-CHX-2017-01 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Examination Requirement for CHX Market Maker Authorized Traders |
| 34-79781 | Jan 12, 2017 | SR-CHX-2016-20 | Chicago Stock Exchange, Inc. (CHX) | Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change in Connection With the Proposed Transaction Involving CHX Holdings, Inc. and North America Casin Holdings, Inc. View Received Comments See Also - Rel. No. 34-82077, Rel. No. 34-80864, Rel. No. 34-79474 |
| 34-79608 | Dec 20, 2016 | SR-CHX-2016-16 | Chicago Stock Exchange, Inc. (CHX) | Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt the CHX Liquidity Taking Access Delay View Received Comments See Also - Rel. No. 34-79984, Rel. No. 34-79216, Rel. No. 34-78860 |
| 34-79538 | Dec 13, 2016 | SR-CHX-2016-21 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Web Site Data Publication Requirements and Clarify Certain Data Reporting Obligations Related to the Regulation NMS Plan To Implement a Tick Size Pilot Program See Also - Exhibit 5 |
| 34-79474 | Dec 6, 2016 | SR-CHX-2016-20 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing of Proposed Rule Change in Connection With the Proposed Transaction Involving CHX Holdings, Inc. and North America Casin Holdings, Inc. View Received Comments See Also - Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e, Exhibit 5f, Exhibit 5g, Exhibit 5h, Exhibit 5i, Exhibit 5j, Exhibit 5k, Rel. No. 34-80864, Rel. No. 34-79781 |
| 34-79216 | Nov 1, 2016 | SR-CHX-2016-16 | Chicago Stock Exchange, Inc. (CHX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt the CHX Liquidity Taking Access Delay View Received Comments See Also - Rel. No. 34-79984, Rel. No. 34-79216, Rel. No. 34-78860 |