National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-80227 | Mar 13, 2017 | SR-CHX-2017-05 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Date of Appendix B Web Site Data Publication Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program See Also - Exhibit 5 |
34-80041 | Feb 14, 2017 | SR-CHX-2017-04 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing of Proposed Rule Change To Adopt the CHX Liquidity Enhancing Access Delay View Received Comments See Also - Exhibit 5, Rel. No. 34-81415, Rel. No. 34-80364, Rel. No. 34-80740, Rel. No. 34-81913 |
34-79984 | Feb 7, 2017 | SR-CHX-2016-16 | Chicago Stock Exchange, Inc. (CHX) | Notice of Withdrawal of a Proposed Rule Change To Adopt the CHX Liquidity Taking Access Delay View Received Comments See Also - Rel. No. 34-79608, Rel. No. 34-79216, Rel. No. 34-78860 |
34-79948 | Feb 2, 2017 | SR-CHX-2017-03 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing of Proposed Rule Change To Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail See Also - Exhibit 5 |
34-79822 | Jan 18, 2017 | SR-CHX-2017-01 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Examination Requirement for CHX Market Maker Authorized Traders |
34-79781 | Jan 12, 2017 | SR-CHX-2016-20 | Chicago Stock Exchange, Inc. (CHX) | Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change in Connection With the Proposed Transaction Involving CHX Holdings, Inc. and North America Casin Holdings, Inc. View Received Comments See Also - Rel. No. 34-82077, Rel. No. 34-80864, Rel. No. 34-79474 |
34-79608 | Dec 20, 2016 | SR-CHX-2016-16 | Chicago Stock Exchange, Inc. (CHX) | Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt the CHX Liquidity Taking Access Delay View Received Comments See Also - Rel. No. 34-79984, Rel. No. 34-79216, Rel. No. 34-78860 |
34-79538 | Dec 13, 2016 | SR-CHX-2016-21 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Web Site Data Publication Requirements and Clarify Certain Data Reporting Obligations Related to the Regulation NMS Plan To Implement a Tick Size Pilot Program See Also - Exhibit 5 |
34-79474 | Dec 6, 2016 | SR-CHX-2016-20 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing of Proposed Rule Change in Connection With the Proposed Transaction Involving CHX Holdings, Inc. and North America Casin Holdings, Inc. View Received Comments See Also - Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e, Exhibit 5f, Exhibit 5g, Exhibit 5h, Exhibit 5i, Exhibit 5j, Exhibit 5k, Rel. No. 34-80864, Rel. No. 34-79781 |
34-79216 | Nov 1, 2016 | SR-CHX-2016-16 | Chicago Stock Exchange, Inc. (CHX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt the CHX Liquidity Taking Access Delay View Received Comments See Also - Rel. No. 34-79984, Rel. No. 34-79216, Rel. No. 34-78860 |