National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-99511 | Feb 9, 2024 | SR-NYSE-2023-36 | New York Stock Exchange LLC (NYSE) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Regarding Enhancements to its DMM Program Comments Due: March 7, 2024. Rebuttal comments: March 21, 2024 View Received Comments Submit a Comment on Submit Comment on SR-NYSE-2023-36 |
| 34-99406 | Jan 22, 2024 | SR-NYSE-2024-04 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List Comments Due: February 16, 2024 See Also - Exhibit 5 Submit a Comment on SR-NYSE-2024-04
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| 34-99380 | Jan 17, 2024 | SR-NYSE-2024-03 | New York Stock Exchange LLC (NYSE) | Notice of Filing of a Proposed Rule Change to Amend the NYSE Price List to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituti Comments Due: March 5, 2024 Rebuttal comments: March 19, 2024 View Received Comments See Also - Exhibit 5 |
| 34-99355 | Jan 17, 2024 | SR-NYSE-2023-09 | New York Stock Exchange LLC (NYSE) | Notice of Withdrawal of Proposed Rule Change to Amend the NYSE Listed Company Manual to Adopt Listing Standards for Natural Asset Companies |
| 34-99323 | Jan 11, 2024 | SR-NYSE-2024-02 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List Comments Due: February 8, 2024 View Received Comments See Also - Exhibit 5 |
| 34-99281 | Jan 5, 2024 | SR-NYSE-2023-51 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List Comments Due: February 1, 2024 See Also - Exhibit 5 |
| 34-99238 | Dec 26, 2023 | SR-NYSE-2023-34 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Amending Sections 312.03(b) and 312.04 of the NYSE Listed Company Manual to Modify the Circumstances Under Which a Listed Comments Due: January 23, 2024 View Received Comments See Also - Exhibit 5 |
| 34-99225 | Dec 21, 2023 | SR-NYSE-2023-09 | New York Stock Exchange LLC (NYSE) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the NYSE Listed Company Manual to Adopt Listing Standards for Natural Asset Companies Comments Due: Comments Due: January 18, 2024 Rebuttal Comments Due: February 1, 2024 View Received Comments |
| 34-99205 | Dec 19, 2023 | SR-NYSE-2023-41 | New York Stock Exchange LLC (NYSE) | Notice of Withdrawal of Proposed Rule Change to Amend Its Price List |
| 34-99206 | Dec 19, 2023 | SR-NYSE-2023-50 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List Comments Due: January 16, 2024 See Also - Exhibit 5 |