National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
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34-98919 | Nov 13, 2023 | SR-Phlx-2023-48 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation of the FLEX and Cabinet Automation Comments Due: December 8, 2023 Submit a Comment on SR-Phlx-2023-48
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34-98743 | Oct 13, 2023 | SR-Phlx-2023-46 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its GPS Antenna Fees at General 8, Section 1 Comments Due: November 9, 2023 See Also - Exhibit 5 |
34-98644 | Sep 29, 2023 | SR-Phlx-2023-45 | Nasdaq PHLX LLC (Phlx) | Notice of Filing of Proposed Rule Change to Permit the Listing and Trading of P.M.-Settled Nasdasq-100 Index Options with a Third-Friday-of-the-Month Expiration View Received Comments See Also - Exhibit 5 |
34-98561 | Sep 27, 2023 | SR-Phlx-2023-44 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Pricing Schedule at Options 7, Section 4 Regarding Marketing Fees Comments Due: October 24, 2023 See Also - Exhibit 5 |
34-98528 | Sep 26, 2023 | SR-PHLX-2023-40 | Nasdaq PHLX LLC (Phlx) | Notice of Filing of Proposed Rule Change to Amend Equity 4, Rules 3301A and 3301B to Establish New "Contra Midpoint Only" and "Contra Midpoint Only with Post-Only" Order Types and to Make Other Corresponding Changes to the Rulebook View Received Comments |
34-98451 | Sep 20, 2023 | SR-Phlx-2023-07 | Nasdaq PHLX LLC (Phlx) | Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Make Permanent Certain P.M.-Settled Pilots View Received Comments |
34-98377 | Sep 13, 2023 | SR-Phlx-2023-43 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rules 3301A and 3301B Comments Due: October 10, 2023 See Also - Exhibit 5 |
34-98320 | Sep 7, 2023 | SR-PHLX-2023-41 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 13 Concerning PIXL Comments Due: October 4, 2023 See Also - Exhibit 5 |
34-98280 | Sep 1, 2023 | SR-PHLX-2023-40 | Nasdaq PHLX LLC (Phlx) | Notice of Filing of Proposed Rule Change to Amend Equity 4, Rules 3301A and 3301B to Establish New "Contra Midpoint Only" and "Contra Midpoint Only with Post-Only" Order Types and to Make Other Corresponding Changes to the Rulebook Comments Due: September 29, 2023 View Received Comments See Also - Exhibit 5 |
34-98232 | Aug 28, 2023 | SR-Phlx-2023-07 | Nasdaq PHLX LLC (Phlx) | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Make Permanent Certain P.M.-Settled Pilots |