National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-89254 | Jul 8, 2020 | SR-LTSE-2020-11 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations See Also - Exhibit 5 |
| 34-89216 | Jul 2, 2020 | SR-LTSE-2020-10 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Designation of Members for Mandatory Disaster Recovery Testing Pursuant to Regulation SCI for Calendar Year 2020 See Also - Exhibit 5 |
| 34-89120 | Jun 22, 2020 | SR-LTSE-2020-09 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the LTSE Rule 11.600 Series (Consolidated Audit Trail Compliance Rule) See Also - Exhibit 5 |
| 34-88515 | Mar 30, 2020 | SR-LTSE-2020-08 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Pre-Market Session and Regular Market Session Opening Process for Non-LTSE-Primary-Listed Securities See Also - Exhibit 5 |
| 34-88439 | Mar 20, 2020 | SR-LTSE-2020-06 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Trading of Exchange Traded Products on an Unlisted Trading Privileges Basis See Also - Exhibit 5 |
| 34-88427 | Mar 19, 2020 | SR-LTSE-2020-07 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 11.280 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt See Also - Exhibit 5 |
| 34-88394 | Mar 16, 2020 | SR-LTSE-2020-05 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fingerprint-Based Background Checks |
| 34-88248 | Feb 20, 2020 | SR-LTSE-2020-04 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Annual Membership Fee See Also - Exhibit 5 |
| 34-88133 | Feb 6, 2020 | SR-LTSE-2020-03 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Initial Listing Fee and Annual Listing Fee See Also - Exhibit 5 |
| 34-87861 | Dec 27, 2019 | SR-LTSE-2019-05 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Membership Waive-in Process for FINRA Members See Also - Exhibit 3, Exhibit 5 |