National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-60297 | Jul 13, 2009 | SR-NYSE-Amex-2009-42 | NYSE Amex (NYSEAmex) | Notice of Filing of Proposed Rule Change To Propose New Rules To Govern Electronic Complex Order Trading See Also - Rel. No. 34-60554 |
| 34-60283 | Jul 10, 2009 | SR-NYSEAmex-2009-41 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Its Option Trading Rules in Order To Adopt the Quarterly Option Series Pilot Program on a Permanent Basis |
| 34-60290 | Jul 10, 2009 | SR-NYSEAmex-2009-39 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rules 60, 70 and 1000 To Reflect Modifications to the Manner in Which the Exchange Will Quote and Trade With Respect to Liquidity Replenishment Points |
| 34-60286 | Jul 10, 2009 | SR-NYSEAmex-2009-43 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC to Extend the Short Term Option Series Pilot Program |
| 34-60288 | Jul 10, 2009 | SR-NYSEAmex-2009-40 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 72 To Eliminate Parity Allocations for DMM Interest Added Intra Day During a Slow Quote or When Verbally Trading With Floor Brokers at the Point of Sale |
| 34-60252 | Jul 7, 2009 | SR-NYSEAmex-2009-24 | NYSE Amex (NYSEAmex) | Order Granting Accelerated Approval to a Proposed Rule Change Amending Rule 70.25 To Permit All Available Contra-Side Liquidity to Trigger the Execution of a d-Quote See Also - Rel. No. 34-60055 |
| 34-60225 | Jul 1, 2009 | SR-NYSEAmex-2009-35 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 960NY-Trading Differentials View Received Comments |
| 34-60206 | Jul 1, 2009 | SR-NYSEAmex-2009-34 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services |
| 34-60217 | Jul 1, 2009 | SR-NYSEAMEX-2009-31 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rules To Allow Customers To Transmit Orders on the Exchange With Settlement Instructions of "Cash," "Next Day" and "Seller's Option" Directly to a Floor Broker for Manual Execution |
| 34-60226 | Jul 1, 2009 | SR-NYSEAmex-2009-33 | NYSE Amex (NYSEAmex) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Amending the Linkage Fees Portion of the Schedule of Fees and Charges for Exchange Services |