Breadcrumb

National Securities Exchanges

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Release Number SEC Issue Date Sort ascending File Number SRO Organization Details
34-100942 Sep 5, 2024 SR-CboeEDGA-2024-035 Cboe EDGA Exchange, Inc. (CboeEDGA) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail
Comments Due: 21 days after publication in the Federal Register.
View Received Comments
See Also - Exhibit 5
34-100943 Sep 5, 2024 SR-CboeEDGX-2024-054 Cboe EDGX Exchange, Inc. (CboeEDGX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail
Comments Due: 21 days after publication in the Federal Register.
View Received Comments
See Also - Exhibit 5
34-100944 Sep 5, 2024 SR-GEMX-2024-30 Nasdaq GEMX, LLC (GEMX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
34-100929 Sep 4, 2024 SR-MEMX-2024-01 MEMX LLC (MEMX) Notice of Withdrawal of Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail
Comments Due: by March 5, 2024. Rebuttal comments should be submitted by March 19, 2024.
View Received Comments
34-100928 Sep 4, 2024 SR-IEX-2024-01 Investors Exchange LLC (IEX) Notice of Withdrawal of Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail
Comments Due: by March 5, 2024.  Rebuttal Comments should be submitted by March 19, 2024.
View Received Comments
34-100927 Sep 4, 2024 SR-LTSE-2024-02 Long-Term Stock Exchange, Inc. (LTSE) Notice of Withdrawal of Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail
View Received Comments
34-100926 Sep 4, 2024 SR-C2-2024-002, SR-CBOE-2024-003, SR-CboeBYX-2024-002, SR-CboeBZX-2024-004, SR-CboeEDGA-2024-002, SR-CboeEDGX-2024-005 Cboe C2 Exchange, Inc. (C2), Cboe Exchange, Inc. (CBOE), Cboe BYX Exchange, Inc. (CboeBYX), Cboe BZX Exchange, Inc. (CboeBZX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe EDGX Exchange, Inc. (CboeEDGX) Notice of Withdrawal of Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail
View Received Comments
34-100924 Sep 4, 2024 SR-BOX-2024-03 BOX Exchange LLC (BOX) Notice of Withdrawal of Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail
View Received Comments
34-100919 Sep 4, 2024 SR-NASDAQ-2024-001, SR-BX-2024-002, SR-GEMX-2024-02, SR-ISE-2024-02, SR-MRX-2024-01, SR-Phlx-2024-01 The Nasdaq Stock Market LLC (NASDAQ), Nasdaq BX, Inc. (BX), Nasdaq GEMX, LLC (GEMX), Nasdaq ISE, LLC (ISE), Nasdaq MRX, LLC (MRX), Nasdaq PHLX LLC (Phlx) Notice of Withdrawal of Proposed Rule Change to Establish Fees Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail
Comments Due: March 5, 2024
Rebuttal comments: March 19, 2024
View Received Comments
34-100918 Sep 4, 2024 SR-NYSE-2024-47 New York Stock Exchange LLC (NYSE) Notice of Filing of Proposed Rule Change to Amend Section 102.01 of the NYSE Listed Company Manual to Provide that the Distribution Standard therein Will Be Calculated on a Worldwide Basis
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5