National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-98171 | Aug 21, 2023 | SR-NYSENAT-2023-18 | NYSE National, Inc. (NYSENAT) | Notice of Filing of Proposed Change to Amend the Connectivity Fee Schedule Regarding Power Allocation Comments Due: September 15, 2023 See Also - Exhibit 5 Submit a Comment
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| 34-98169 | Aug 18, 2023 | SR-NYSENAT-2023-17 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.44 Comments Due: September 13, 2023 See Also - Exhibit 5 |
| 34-98116 | Aug 11, 2023 | SR-NYSENAT-2023-15 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE National Schedule of Fees and Rebates to Adopt a Fee for Directed Orders Routed Directly By the Exchange to an Alternative Trading System Comments Due: September 6, 2023 See Also - Exhibit 5 |
| 34-98002 | Jul 26, 2023 | SR-NYSENAT-2023-12 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: August 22, 2023 See Also - Exhibit 5 |
| 34-97752 | Jun 16, 2023 | SR-NYSENAT-2023-10 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Partial Cabinet Solution Bundles Offered as Part of Its Co-location Services Comments Due: July 14, 2023 See Also - Exhibit 5 |
| 34-97745 | Jun 16, 2023 | SR-NYSENAT-2023-11 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Amendments to the Exchange's Rules Regarding Continuing Education Requirements Comments Due: July 14, 2023 |
| 34-97707 | Jun 13, 2023 | SR-NYSENAT-2023-09 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 to Specify the Exchange's Source of Data Feeds from MEMX LLC Comments Due: July 11, 2023 See Also - Exhibit 5 |
| 34-97059 | Mar 7, 2023 | SR-NYSENAT-2023-08 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Certificate of Incorporation and Bylaws Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-96919 | Feb 14, 2023 | SR-NYSENAT-2023-07 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.19 Pertaining to Pre-Trade Risk Controls Comments Due: March 14, 2023 View Received Comments See Also - Exhibit 5 |
| 34-96868 | Feb 9, 2023 | SR-NYSENAT-2023-06 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830 Comments Due: March 8, 2023 |