National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-76234 | Oct 22, 2015 | SR-EDGX-2015-47 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 21.17, Exchange Sharing of User Designated Risk Settings See Also - Exhibit 5 |
| 34-76211 | Oct 21, 2015 | SR-EDGX-2015-41 | EDGX Exchange (EDGX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rules 1.5(s), 11.1(a)(1), 11.6 and 11.8 See Also - Rel. No. 34-75834 |
| 34-76212 | Oct 21, 2015 | SR-EDGX-2015-46 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.11, Routing to Away Trading Centers See Also - Exhibit 5 |
| 34-76200 | Oct 20, 2015 | SR-EDGX-2015-48 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.3 To Allow the Listing of Certain Options Based on International Indexes See Also - Exhibit 5 |
| 34-76159 | Oct 15, 2015 | SR-EDGX-2015-44 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 3.20, Influencing or Rewarding Employees of Others, Concerning Gifts and Gratuities in Relation to the Business of the Employer of the Recipient See Also - Exhibit 5 |
| 34-76164 | Oct 15, 2015 | SR-EDGX-2015-45 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 2.4, Mandatory Participation in Testing of Backup Systems See Also - Exhibit 5 |
| 34-76091 | Oct 7, 2015 | SR-EDGX-2015-43 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 3.13 (Payments Involving Publications that Influence the Market Price of a Security) |
| 34-76018 | Sep 29, 2015 | SR-EDGX-2015-42 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.15, Clearly Erroneous Executions |
| 34-75824 | Sep 3, 2015 | SR-EDGX-2015-40 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.21(d), Relating to the Routing of Retail Orders See Also - Exhibit 5 |
| 34-75834 | Sep 3, 2015 | SR-EDGX-2015-41 | EDGX Exchange (EDGX) | Notice of Filing of a Proposed Rule Change To Amend Rules 1.5(s), 11.1(a)(1), 11.6 and 11.8 See Also - Exhibit 5, Rel. No. 34-76211 |