National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-82025 | Nov 7, 2017 | SR-BatsBZX-2017-54 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the iShares Inflation Hedged Corporate Bond ETF, a Series of the iShares U.S. ETF Trust, Under Rule 14.11(i), Managed Fund Shares View Received Comments See Also - Rel. No. 34-81671, Rel. No. 34-82388 |
| 34-81962 | Oct 26, 2017 | SR-BatsBZX-2017-70 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect in the Exchange's Governing Documents, Rulebook and Fees Schedules, a Non-Substantive Corporate Branding Change, Including Changes to the Company's Name, the Intermediate's Name, and the Exchange's Name See Also - Exhibit 5 |
| 34-81950 | Oct 26, 2017 | SR-BatsBZX-2017-71 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule 21.1 To Adopt a New Time in Force Applicable to the Exchange's Equity Options Platform See Also - Exhibit 5 |
| 34-81947 | Oct 25, 2017 | SR-BatsBZX-2017-46 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing of Amendments No. 2 and No. 3, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments No. 2 and No. 3, To List and Trade Shares of the Aptus Fortified Value ETF, a Series of ETF Series Solutions, Under Rule 14.11(c) View Received Comments See Also - Rel. No. 34-81558, Rel. No. 34-81191 |
| 34-81919 | Oct 23, 2017 | SR-BatsBZX-2017-68 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.1, Definitions, To Modify Stop Orders and Stop Limit Orders Applicable to the Exchange's Equity Options Platform in Preparation for the C2 Options Exchange, Incorporated Technology Migration See Also - Exhibit 5 |
| 34-81924 | Oct 23, 2017 | SR-BatsBZX-2017-69 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Its Amended and Restated Certificate of Incorporation |
| 34-81906 | Oct 19, 2017 | SR-BatsBZX-2017-67 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Transaction Fees for the Exchange's Equity Platform See Also - Exhibit 5 |
| 34-81895 | Oct 18, 2017 | SR-BatsBZX-2017-56 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of Specified Series of the Innovator Shield Strategy S&P 500 Monthly Index Series and Innovator Ultra Shield Strategy S&P 500 Monthly Index Series Under Rule 14.11(c)(3) See Also - Rel. No. 34-81495, Rel. No. 34-82078 |
| 34-81876 | Oct 16, 2017 | SR-BatsBZX-2017-53 | Bats BZX Exchange, Inc. (BatsBZX) | Order Granting Approval of a Proposed Rule Change To List and Trade Shares of the WisdomTree CBOE Russell 2000 PutWrite Strategy Fund, a Series of the WisdomTree Trust, Under Rule 14.11(c)(3) (Index Fund Shares) See Also - Rel. No. 34-81510 |
| 34-81864 | Oct 12, 2017 | SR-BatsBZX-2017-61 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide Interpretation With Respect to the Meaning, Administration, or Enforcement of Rule 14.11, Other Securities, and Rule 14.12, Failure To Meet Listing Standards |