National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-98151 | Aug 16, 2023 | SR-NYSECHX-2023-16 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing of Proposed Rule Change to Amend the Connectivity Fee Schedule Regarding Power Allocation Comments Due: September 12, 2023 See Also - Exhibit 5 Submit a Comment
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| 34-98114 | Aug 11, 2023 | SR-NYSECHX-2023-15 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule of NYSE Chicago, Inc.to Adopt a Fee for Directed Orders Routed Directly By the Exchange to an Alternative Trading System Comments Due: September 6, 2023 See Also - Exhibit 5 |
| 34-98001 | Jul 26, 2023 | SR-NYSECHX-2023-14 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: August 22, 2023 See Also - Exhibit 5 |
| 34-97751 | Jun 16, 2023 | SR-NYSECHX-2023-12 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Partial Cabinet Solution Bundles Offered as Part of Its Co-location Services Comments Due: July 14, 2023 See Also - Exhibit 5 |
| 34-97744 | Jun 16, 2023 | SR-NYSECHX-2023-13 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Amendments to the Exchange's Rules Regarding Continuing Education Requirements Comments Due: July 14, 2023 |
| 34-97699 | Jun 12, 2023 | SR-NYSECHX-2023-11 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 to Specify the Exchange's Source of Data Feeds from MEMX LLC Comments Due: July 7, 2023 See Also - Exhibit 5 |
| 34-97691 | Jun 9, 2023 | SR-NYSECHX-2023-09 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New NYSE Chicago Rule 29 to Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Ba Comments Due: July 6, 2023 See Also - Exhibit 5 |
| 34-97363 | Apr 24, 2023 | SR-NYSECHX-2023-09 | NYSE Chicago, Inc. (NYSECHX) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Adopt New NYSE Chicago Rule 29 to Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation View Received Comments |
| 34-97056 | Mar 7, 2023 | SR-NYSECHX-2023-10 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section FIFTH of Its Certificate of Incorporation Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-97052 | Mar 7, 2023 | SR-NYSECHX-2023-09 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing of Proposed Rule Change To Adopt New NYSE Chicago Rule 29 To Establish Listing Standards Related To Recovery of Erroneously Awarded Incentive-Based Executive Compensation Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |