National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-99512 | Feb 9, 2024 | SR-NASDAQ-2024-004 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Listing Rules 5815 and 5820 to Modify the Deadline to Submit the Required Fee for a Hearing Request and to Remove Obsolete Language Comments Due: March 7, 2024 See Also - Exhibit 5 Submit a Comment on SR-NASDAQ-2024-004
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| 34-99452 | Jan 31, 2024 | SR-NASDAQ-2024-003 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 3 Comments Due: February 27, 2024 See Also - Exhibit 5 |
| 34-99433 | Jan 26, 2024 | SR-NASDAQ-2023-022 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to Create a New, Non-Trading Limited Underwriter Membership Class and Impos View Received Comments |
| 34-99419 | Jan 24, 2024 | SR-NASDAQ-2023-045 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the iShares Ethereum Trust under Nasdaq Rule 5711(d), Commodity-Based Trust Shares Comments Due: June 20, 2024 View Received Comments |
| 34-99360 | Jan 17, 2024 | SR-NASDAQ-2024-001 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings to Determine W Comments Due: March 5, 2024 Rebuttal comments: March 19, 2024 View Received Comments See Also - Exhibit 5 |
| 34-99329 | Jan 11, 2024 | SR-NASDAQ-2024-002 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Membership Fee at Equity 7, Section 10 Comments Due: February 8, 2024 See Also - Exhibit 5 |
| 34-99306 | Jan 10, 2024 | SR-NYSEArca-2021-90, SR-NYSEARCA-2023-44, SR-NYSEARCA-2023-58, SR-NASDAQ-2023-016, SR-NASDAQ-2023-019, SR-CboeBZX-2023-028, SR-CboeBZX-2023-038, SR-CboeBZX-2023-040, SR-CboeBZX-2023-042, SR-CboeBZX-2023-044, SR-CboeBZX-2023-072 | NYSE Arca (NYSEARCA), The Nasdaq Stock Market LLC (NASDAQ), Cboe BZX Exchange, Inc. (CboeBZX) | Order Granting Accelerated Approval of Proposed Rule Changes, as Modified by Amendments Thereto, to List and Trade Bitcoin-Based Commodity-Based Trust Shares and Trust Units |
| 34-99297 | Jan 8, 2024 | SR-NASDAQ-2023-057 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add the User Specific Routing Option Comments Due: February 2, 2024 See Also - Exhibit 5 |
| 34-99287 | Jan 8, 2024 | SR-NASDAQ-2023-019 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Amendment No. 1 to a Proposed Rule Change to List and Trade Shares of the Valkyrie Bitcoin Fund Under Nasdaq Rule 5711(d), Commodity-Based Trust Shares Comments Due: February 2, 2024 |
| 34-99295 | Jan 8, 2024 | SR-NASDAQ-2023-016 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Amendment No. 1 to a Proposed Rule Change to List and Trade Shares of the iShares Bitcoin Trust Under Nasdaq Rule 5711(d) Comments Due: February 2, 2024 |