National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-89766 | Sep 3, 2020 | SR-LTSE-2020-15 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Continue Suspending the Application of Order Price Collars in Rule 11.190(f)(1) Until October 8, 2020 |
| 34-89710 | Aug 28, 2020 | SR-LTSE-2020-14 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Temporarily Suspend the Application of Order Price Collars in Rule 11.190(f)(1) Until September 8, 2020 |
| 34-89668 | Aug 25, 2020 | SR-LTSE-2020-13 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.410(a) See Also - Exhibit 5 |
| 34-89440 | Jul 31, 2020 | SR-LTSE-2020-12 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Compliance Rule Regarding the CAT NMS Plan See Also - Exhibit 5 |
| 34-89254 | Jul 8, 2020 | SR-LTSE-2020-11 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations See Also - Exhibit 5 |
| 34-89216 | Jul 2, 2020 | SR-LTSE-2020-10 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Designation of Members for Mandatory Disaster Recovery Testing Pursuant to Regulation SCI for Calendar Year 2020 See Also - Exhibit 5 |
| 34-89120 | Jun 22, 2020 | SR-LTSE-2020-09 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the LTSE Rule 11.600 Series (Consolidated Audit Trail Compliance Rule) See Also - Exhibit 5 |
| 34-88515 | Mar 30, 2020 | SR-LTSE-2020-08 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Pre-Market Session and Regular Market Session Opening Process for Non-LTSE-Primary-Listed Securities See Also - Exhibit 5 |
| 34-88439 | Mar 20, 2020 | SR-LTSE-2020-06 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Trading of Exchange Traded Products on an Unlisted Trading Privileges Basis See Also - Exhibit 5 |
| 34-88427 | Mar 19, 2020 | SR-LTSE-2020-07 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 11.280 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt See Also - Exhibit 5 |