National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
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34-100289 | Jun 6, 2024 | SR-CboeBZX-2023-101 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Pando Asset Spot Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based T |
34-100248 | May 30, 2024 | SR-CboeBZX-2024-026 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Permit the Generic Listing and Trading of Multi-Class ETF Shares View Received Comments Submit a Comment on SR-CboeBZX-2024-026
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34-100245 | May 29, 2024 | SR-CboeBZX-2024-040 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Franklin Bitcoin ETF Comments Due: June 25, 2024 |
34-100224 | May 23, 2024 | SR-NYSEARCA-2023-70, SR-NYSEARCA-2024-31, SR-NASDAQ-2023-045, SR-CboeBZX-2023-069, SR-CboeBZX-2023-070, SR-CboeBZX-2023-087, SR-CboeBZX-2023-095, SR-CboeBZX-2024-018 | NYSE Arca (NYSEARCA), The Nasdaq Stock Market LLC (NASDAQ), Cboe BZX Exchange, Inc. (CboeBZX) | Order Granting Accelerated Approval of Proposed Rule Changes, as Modified by Amendments Thereto, to List and Trade Shares of Ether-Based Exchange-Traded Products Comments Due: June 20, 2024 |
34-100219 | May 22, 2024 | SR-CboeBZX-2023-087 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of Amendment No. 1 to a Proposed Rule Change to List and Trade Shares of the Invesco Galaxy Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: 21 days after date of publication in the Federal Register. View Received Comments |
34-100218 | May 22, 2024 | SR-CboeBZX-2024-018 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of Amendment No. 1 to a Proposed Rule Change Relating to List and Trade Shares of the Franklin Ethereum ETF, a Series of the Franklin Ethereum Trust, Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: June 24, 2024 |
34-100216 | May 22, 2024 | SR-CboeBZX-2023-070 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of Amendment No. 2 to a Proposed Rule Change to List and Trade Shares of the ARK 21Shares Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: 21 days after publication in the Federal Register. View Received Comments |
34-100215 | May 22, 2024 | SR-CboeBZX-2023-095 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of Amendment No. 2 to a Proposed Rule Change to List and Trade Shares of the Fidelity Ethereum Fund Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: June 24, 2024 |
34-100214 | May 22, 2024 | SR-CboeBZX-2023-069 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of Amendment No. 2 to a Proposed Rule Change to List and Trade Shares of the VanEck Ethereum Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: June 20, 2024 |
34-100203 | May 21, 2024 | SR-CboeBZX-2024-037 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.13 to Describe the Manner in Which the Exchange Processes Executions in Securities Priced Below $1.00 Received from Away Trading Centers Priced in Fractional Pennies Comments Due: June 18, 2024 See Also - Exhibit 5 |