National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-99218 | Dec 21, 2023 | SR-CboeBYX-2023-019 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: January 18, 2024 See Also - Exhibit 5 Submit a Comment on SR-CboeBYX-2023-019
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| 34-99181 | Dec 14, 2023 | CboeBYX-2023-017 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Discount on the Purchase of Historical Equity Short Volume and Trade Reports Comments Due: January 10, 2024 See Also - Exhibit 5 |
| 34-98834 | Nov 1, 2023 | SR-CboeBYX-2023-016 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Rules Relating to the Continuing Education for Registered Persons Comments Due: November 28, 2023 See Also - Exhibit 5 |
| 34-98806 | Oct 27, 2023 | SR-CboeBYX-2023-013 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Withdrawal of Proposed Rule Change to Amend Its Fee Schedule Related to Physical Port Fees |
| 34-98793 | Oct 24, 2023 | SR-CboeBYX-2023-015 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: November 20, 2023 View Received Comments See Also - Exhibit 5 |
| 34-98647 | Sep 29, 2023 | SR-CboeBYX-2023-013 | Cboe BYX Exchange, Inc. (CboeBYX) | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend its Fee Schedule Related to Physical Port Fees Comments Due: October 25, 2023. Rebuttal comments should be submitted by November 8, 2023. |
| 34-98393 | Sep 14, 2023 | SR-CboeBYX-2023-013 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: October 11, 2023 View Received Comments See Also - Exhibit 5 |
| 34-98019 | Jul 28, 2023 | SR-CboeBYX-2023-012 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.9(f) to Allow Match Trade Prevention Between Users that Access the Exchange with Both a Direct Connection and Sponsored Access Comments Due: August 24, 2023 See Also - Exhibit 5 |
| 34-97986 | Jul 25, 2023 | SR-CboeBYX-2023-011 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules to Provide Users with a Risk Setting they may Elect to Apply to their Orders that will Allow them to Reject Market Orders During Continuous Trading and/or Aucti Comments Due: August 21, 2023 See Also - Exhibit 5 |
| 34-97923 | Jul 17, 2023 | SR-CboeBYX-2023-010 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: August 11, 2023 View Received Comments See Also - Exhibit 5 |