National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-64229 | Apr 7, 2011 | SR-EDGX-2011-11 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.13 To Extend the Operation of a Pilot See Also - Text of Proposed Rule Change |
| 34-64253 | Apr 7, 2011 | SR-EDGX-2011-09 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule |
| 34-64205 | Apr 6, 2011 | SR-EDGX-2011-10 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.14 To Extend the Operation of the Single Stock Circuit Breaker Pilot Program |
| 34-64186 | Apr 5, 2011 | SR-EDGX-2011-07 | EDGX Exchange (EDGX) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Adopt Rule 3.22 (Proxy Voting), in Accordance With the Provisions of Section 957 of the Dodd-Frank Wall Street Reform and Consumer Protection Act See Also - Exhibit 5 |
| 34-64095 | Mar 18, 2011 | SR-EDGX-2011-06 | EDGX Exchange (EDGX) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by EDGX Exchange, Inc. To Delete the Description of and All References to Step-Up Orders in EDGX Rules See Also - Exhibit 5 |
| 34-64036 | Mar 4, 2011 | SR-EDGX-2011-05 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule |
| 34-63989 | Feb 28, 2011 | SR-EDGX-2011-04 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rules 11.5, 11.9, and 11.15 To Make Certain Changes Consistent With the Upcoming Implementation of Amendments to Regulation SHO |
| 34-63930 | Feb 18, 2011 | SR-EDGX-2010-17 | EDGX Exchange (EDGX) | Order Instituting Proceedings To Determine Whether To Disapprove a Proposed Rule Change as Modified by Amendment No. 2 to Amend EDGX Rules 11.9 and 11.5 Regarding Step-up Orders View Received Comments See Also - Rel. No. 34-63574, Rel. No. 34-63336 |
| 34-63837 | Feb 3, 2011 | SR-EDGX-2011-03 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule |
| 34-63821 | Feb 2, 2011 | SR-EDGX-2011-02 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule |