National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-49887 | Jun 17, 2004 | SR-CBOE-2004-31 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by Chicago Board Options Exchange, Inc., Relating to Handling of Principal Acting as Agent Orders Under Linkage |
34-49880 | Jun 17, 2004 | SR-CBOE-2004-15 | Cboe Exchange, Inc. (CBOE) | Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Inc. Relating to Automatic Executions for Underlying Specialists See Also - Rel. No. 34-49659 |
34-49877 | Jun 16, 2004 | SR-CBOE-2004-05 | Cboe Exchange, Inc. (CBOE) | Order Granting Accelerated Approval of Amendment No. 3 Thereto by the Chicago Board Options Exchange, Inc. Relating to the Relocation of an Entire Trading Station's Securities to Another Trading Station See Also - Rel. No. 34-49687 |
34-49868 | Jun 15, 2004 | SR-Amex-2004-36 | American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change by the American Stock Exchange LLC Relating to a Revision and Extension of the Trade-Through Liability Limitation Pilot Program Under the Options Intermarket Linkage Plan |
34-49869 | Jun 15, 2004 | SR-BSE-2004-19 | Boston Stock Exchange (BSE) | Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, and Amendment No. 1 Thereto, by the Boston Stock Exchange, Inc. for the Extension of a Pilot Program Limiting Liability for Trade-Throughs at the End of the Trading Day |
34-49856 | Jun 15, 2004 | SR-Phlx-2004-32 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, by the Philadelphia Stock Exchange, Inc. Relating to Permit Holder Fees |
34-49864 | Jun 15, 2004 | SR-Phlx-2004-35 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to the Extension of a Pilot Limiting Trade-Through Liability at the End of the Options Trading Session |
34-49865 | Jun 15, 2004 | SR-PCX-2004-38 | NYSE Arca (NYSEARCA) | Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change by the Pacific Exchange, Inc. for the Extension of a Pilot Program Limiting Liability for Trade-Throughs at the End of the Trading Day |
34-49866 | Jun 15, 2004 | SR-ISE-2004-14 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change by the International Securities Exchange, Inc. Relating to Limitations on End-of-Day Trade-Through Liability |
34-49867 | Jun 15, 2004 | SR-CBOE-2004-29 | Cboe Exchange, Inc. (CBOE) | Notice of Filing an Order Granting Accelerated Approval to a Proposed Rule Change, and Amendment No. 1 thereto, by the Chicago Board Options Exchange, Incorporated Proposing to Extend a Pilot Program Relating to Certain Limitations on Trade-Through Liability. |