National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-55355 | Feb 26, 2007 | SR-NASDAQ-2007-007 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Technical and Conforming Changes to Nasdaq's 7000 Series Rules |
| 34-55335 | Feb 23, 2007 | SR-NASDAQ-2007-005 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Date for Compliance With Regulation NMS |
| 34-55344 | Feb 23, 2007 | SR-NASDAQ-2006-057 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 2 Thereto To Trade Certain CurrencyShares Trusts Pursuant to Unlisted Trading Privileges |
| 34-55323 | Feb 21, 2007 | SR-NASDAQ-2007-009 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Intermarket Sweep Orders |
| 34-55329 | Feb 21, 2007 | SR-NASDAQ-2007-008 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Opening Process for Nasdaq Market Center |
| 34-55300 | Feb 15, 2007 | SR-NASDAQ-2007-002 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Trade the Shares of Certain Exchange-Traded Funds Based on Fixed Income Portfolios Pursuant to Unlisted Trading Privileges |
| 34-55284 | Feb 13, 2007 | SR-NASDAQ-2007-003 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for Nasdaq Members Using the Nasdaq Market Center |
| 34-55269 | Feb 9, 2007 | SR-NASDAQ-2006-050 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 3 Thereto Adopting Generic Listing Standards for Exchange-Traded Funds Based on International or Global Indexes or Indexes Described in Exchange Rules Previously Approved by the Commission as Underlying Benchmarks for Derivative Securities |
| 34-55255 | Feb 8, 2007 | SR-NASDAQ-2006-060 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Establish NASDAQ Last Sale Data Feeds View Received Comments See Also - Rel. No. 34-57965 |
| 34-55061A | Jan 31, 2007 | SR-NASDAQ-2006-061 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ Stock Market LLC To Codify Sponsored Access Rule View Received Comments See Also - Rel. No. 34-55061 |