National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-50898 | Dec 21, 2004 | SR-NSX-2004-07 | National Stock Exchange (NSX) | Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Non-Member Give-Ups See Also - Rel. No. 34-51456 |
| 34-50796 | Dec 6, 2004 | SR-NSX-2004-12 | National Stock Exchange (NSX) | Notice of Filing of Proposed Rule Change by National Stock Exchange To Eliminate the "CBOE Exerciser Member" Membership Class, To Eliminate the Exchange's Special Nominating Committee, and To Remove Certain Special Limitations on Changes to Certain By-Laws and Rules See Also - Rel. No. 34-51033 |
| 34-50708 | Nov 19, 2004 | SR-NSX-2004-06 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by National Stock Exchange To Amend Its By-Laws and Rules To Change the Designation of Its Board |
| 34-50475 | Sep 30, 2004 | SR-NSX-2004-02 | National Stock Exchange (NSX) | Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Anti-Money Laundering Compliance Programs See Also - Rel. No. 34-50198 |
| 34-50198 | Aug 13, 2004 | SR-NSX-2004-02 | National Stock Exchange (NSX) | Notice of Filing of Proposed Rule Change and Amendment No. 1 by National Stock Exchange To Adopt an Anti-Money Laundering Compliance Program See Also - Rel. No. 34-50475 |
| 34-50190 | Aug 12, 2004 | SR-NSX-2004-09 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 To Amend NSX's SOR and Tape B Market Data Revenue Sharing Programs |
| 34-50146 | Aug 4, 2004 | SR-NSX-2004-08 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the National Stock Exchange Relating to Manual Processing Fee |
| 34-50145 | Aug 4, 2004 | SR-NSX-2004-11 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by National Stock Exchange Relating to Workstation Fee |
| 34-49998 | Jul 9, 2004 | SR-NSX-2004-10 | National Stock Exchange (NSX) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by National Stock Exchange Relating to Corporate Governance |
| 34-49913 | Jun 24, 2004 | SR-NSX-2004-04 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Stock Exchange To Extend an Existing Pilot Rule That Stipulates the Price Increment by Which Designated Dealers Must Better Customer Orders |