National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-77284 | Mar 3, 2016 | SR-BATS-2016-24 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.23, Auctions, To Lengthen the Auction Information Dissemination Periods for the Opening and Closing Auctions in BZX Listed Securities See Also - Exhibit 5 |
| 34-77291 | Mar 3, 2016 | SR-BATS-2015-108 | BATS Exchange (BATS) | Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change To Adopt BATS Rule 11.27(a) To Implement the Quoting and Trading Requirements of the Regulation NMS Plan To Implement a Tick Size Pilot Program See Also - Rel. No. 34-76552, Rel. No. 34-76945, Exemptive Letter |
| 34-77256 | Mar 1, 2016 | SR-BATS-2016-23 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as They Apply to the Equity Options Platform See Also - Exhibit 5 |
| 34-77222 | Feb 24, 2016 | SR-BATS-2016-17 | BATS Exchange (BATS) | Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend Its Rules Regarding the Auction Process for Securities Subject to an Initial Public Offering See Also - Exhibit 5, Rel. No. 34-77480 |
| 34-77209 | Feb 23, 2016 | SR-BATS-2015-94 | BATS Exchange (BATS) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Shares of the SPDR DoubleLine Emerging Markets Fixed Income ETF of the SSgA Active Trust View Received Comments See Also - Rel. No. 34-77567, Rel. No. 34-76862 |
| 34-77214 | Feb 23, 2016 | SR-BATS-2016-14 | BATS Exchange (BATS) | Notice of Filing of a Proposed Rule Change To Adopt an Early Trading Session and Three New Time-in-Force Instructions See Also - Exhibit 5, Rel. No. 34-77611 |
| 34-77202 | Feb 22, 2016 | SR-BATS-2015-100 | BATS Exchange (BATS) | Notice of Filing of Amendments No. 1, No. 3, and No. 4 to, and Order Instituting Proceedings to Determine Whether To Approve or Disapprove, a Proposed Rule Change, as Modified by Amendments No. 1, No. 3, and No. 4, To Amend BATS Rule 14.11(i) To Adopt Generic Listing Standards for Managed Fund Shares See Also - Exhibit 5, Rel. No. 34-78005, Rel. No. 34-77871, Rel. No. 34-76820, 34-76478 |
| 34-77188 | Feb 19, 2016 | SR-BATS-2016-18 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.13(b)(3)(H), Order Execution and Routing, To Amend the Operation of Non-Displayed Orders and Reserve Orders View Received Comments See Also - Exhibit 5 |
| 34-77182 | Feb 19, 2016 | SR-BATS-2016-08 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rules 8.15, Imposition of Fines for Minor Violation(s) of Rules, and 25.3, Penalty for Minor Rule Violations, To Amend the Minor Rule Violation Plan See Also - Exhibit 5 |
| 34-77171 | Feb 18, 2016 | SR-BATS-2015-101 | BATS Exchange (BATS) | Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt Rule 8.17 To Provide a Process for an Expedited Suspension Proceeding and Rule 12.15 To Prohibit Disruptive Quoting and Trading Activity See Also - Rel. No. 34-76841, Rel. No. 34-76470 |