National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-82034 | Nov 8, 2017 | SR-CHX-2017-04 | Chicago Stock Exchange, Inc. (CHX) | Order Scheduling Filing of Statements on Review View Received Comments See Also - Letter from CHX withdrawing the proposed rule change, 2017 providing notice of Commission review of delegated action and stay of order, Rel. No. 34-81913, Rel. No. 34-81415, Rel. No. 34-80740, Rel. No. 34-80364, Rel. No. 34-80041 |
| 34-81913 | Oct 19, 2017 | SR-CHX-2017-04 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing of Amendments No. 1 and No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, To Adopt the CHX Liquidity Enhancing Access Delay on a Pilot Basis View Received Comments See Also - 2017 providing notice of Commission review of delegated action and stay of order, Rel. No. 34-81415, Rel. No. 34-80740, Rel. No. 34-80364, Rel. No. 34-80041 |
| 34-81764 | Sep 29, 2017 | SR-CHX-2017-13 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Sponsored Access See Also - Exhibit 5 |
| 34-81683 | Sep 22, 2017 | SR-CHX-2017-12 | Chicago Stock Exchange, Inc. (CHX) | Order Approving a Proposed Rule Change Regarding Qualified Contingent Trades and Related Information Recording Obligations by Certain Participants See Also - Rel. No. 34-81315 |
| 34-81616 | Sep 14, 2017 | SR-FINRA-2017-020, SR-CHX-2017-11 | Financial Industry Regulatory Authority (FINRA), Chicago Stock Exchange, Inc. (CHX) | Order Approving Proposed Rule Changes, as Modified by Amendments, To Adopt a Consolidated Audit Trail Fee Dispute Resolution Process See Also - Rel. No. 34-81275, Rel. No. 34-81053, Rel. No. 34-81163, Rel. No. 34-80916 |
| 34-81435 | Aug 18, 2017 | SR-CHX-2016-20 | Chicago Stock Exchange, Inc. (CHX) | Securities Exchange Act of 1934; Order Scheduling Filing of Statements on Review in the Matter of the Chicago Stock Exchange, Inc. for an Order Granting the Approval of Proposed Rule Change Regarding the Acquisition of CHX Holdings, Inc. by North America Casin Holdings, Inc. (File No. SR-CHX-2016-20) View Received Comments See Also - Rel. No. 34-82077, Rel. No. 34-81366, Rel. No. 34-80864, Rel. No. 34-79781, Rel. No. 34-79474 |
| 34-81415 | Aug 17, 2017 | SR-CHX-2017-04 | Chicago Stock Exchange, Inc. (CHX) | Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt the CHX Liquidity Enhancing Access Delay View Received Comments See Also - Rel. No. 34-80740, Rel. No. 34-80364, Rel. No. 34-80041, Rel. No. 34-81913 |
| 34-81366 | Aug 9, 2017 | SR-CHX-2016-20 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Regarding the Acquisition of CHX Holdings, Inc. by North America Casin Holdings, Inc. View Received Comments See Also - 2017 providing notice of Commission review of delegated action and stay of order, Rel. No. 34-82077, Rel. No. 34-80864, Rel. No. 34-79781, Rel. No. 34-79474 |
| 34-81315 | Aug 4, 2017 | SR-CHX-2017-12 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing of Proposed Rule Change Regarding Qualified Contingent Trades and Related Information Recording Obligations by Certain Participants See Also - Exhibit 5, Rel. No. 34-81683 |
| 34-81067 | Jun 30, 2017 | SR-PHLX-2017-37, SR-PEARL-2017-20, SR-NYSEMKT-2017-26, SR-NYSEArca-2017-52, SR-NYSE-2017-22, SR-NASDAQ-2017-046, SR-MRX-2017-04, SR-MIAX-2017-18, SR-ISE-2017-45, SR-IEX-2017-16, SR-GEMX-2017-17, SR-FINRA-2017-011, SR-CHX-2017-08, SR-CBOE-2017-040, SR-C2-2017-017, SR-BX-2017-023, SR-BOX-2017-16, SR-BatsEDGX-2017-22, SR-BatsEDGA-2017-13, SR-BatsBZX-2017-38, SR-BatsBYX-2017-11 | NASDAQ OMX PHLX, Nasdaq PHLX LLC (Phlx), MIAX PEARL, LLC (PEARL), NYSE MKT (NYSEMKT), NYSE Arca (NYSEARCA), New York Stock Exchange LLC (NYSE), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq MRX, LLC (MRX), Miami International Securities Exchange, LLC (MIAX), Nasdaq ISE, LLC (ISE), Investors Exchange LLC (IEX), Nasdaq GEMX, LLC (GEMX), Financial Industry Regulatory Authority (FINRA), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Cboe C2 Exchange, Inc. (C2), Nasdaq BX, Inc. (BX), BOX Exchange LLC (BOX), Bats EDGX Exchange, Inc. (BatsEDGX), Bats EDGA Exchange, Inc. (BatsEDGA), Bats BZX Exchange, Inc. (BatsBZX), Bats BYX Exchange, Inc. (BatsBYX) | Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Establish Fees for Industry Members To Fund the Consolidated Audit Trail View Received Comments See Also - Rel. No. 34-82049, Rel. No. 34-80821, Rel. No. 34-80721, Rel. No. 34-80786, Rel. No. 34-80785, Rel. No. 34-82253, Rel. No. 34-80715, Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail, Rel. No. 34-82255, Rel. No. 34-80726, Rel. No. 34-80696, Rel. No. 34-80697, Rel. No. 34-80713, Rel. No. 34-80693, Rel. No. 34-80698, Rel. No. 34-80694, Rel. No. 34-80725, Rel. No. 34-82252, Rel. No. 34-80809, Rel. No. 34-80822, Rel. No. 34-80784, Rel. No. 34-80675, Rel. No. 34-82254, Rel.No. 34-82251, Rel. No. 34-82270, Rel. No. 34-82272, Rel. No. 34-80710, Rel. No. 34-80676, Rel. No. 34-82287, Rel. No. 34-82286, Rel. No. 34-82260, Rel. No. 34-82264, Rel. No. 34-82262, 34-82771.pdf, Rel. No. 34-82273, Rel. No. 34-82256, Rel. No. 34-82261, Rel. No. 34-82265, Rel. No. 34-82263, Rel. No. 34-80691, Rel. No. 34-82257 |