National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-99599 | Feb 26, 2024 | SR-MEMX-2024-04 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a Low Priced Stock Strike Price Interval Program Comments Due: March 22, 2024 See Also - Exhibit 5 Submit a Comment on SR-MEMX-2024-04
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| 34-99581 | Feb 21, 2024 | SR-MEMX-2024-05 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule Comments Due: March 19, 2024 See Also - Exhibit 5 |
| 34-99497 | Feb 8, 2024 | SR-MEMX-2024-02 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule Comments Due: March 6, 2024 See Also - Exhibit 5 |
| 34-99356 | Jan 17, 2024 | SR-MEMX-2024-01 | MEMX LLC (MEMX) | Notice of Filing of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings to Determine W Comments Due: by March 5, 2024. Rebuttal comments should be submitted by March 19, 2024. View Received Comments See Also - Exhibit 5 |
| 34-99333 | Jan 11, 2024 | SR-MEMX-2023-29 | MEMX LLC (MEMX) | Notice of Withdrawal of a Proposed Rule Change to Amend the Exchange’s Fee Schedule to Adopt Connectivity and Application Session Fees for MEMX Options |
| 34-99275 | Jan 4, 2024 | SR-MEMX-2023-39 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fee Schedule to Adopt Connectivity and Application Session Fees for MEMX Options See Also - Exhibit 5 |
| 34-99266 | Jan 3, 2024 | SR-MEMX-2023-41 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule to Remove Expired Rebate Tier Criterion Comments Due: January 30, 2024 See Also - Exhibit 5 |
| 34-99265 | Jan 2, 2024 | SR-MEMX-2023-40 | MEMX LLC (MEMX) | Notice of Withdrawal of Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail |
| 34-99261 | Jan 2, 2024 | SR-MEMX-2023-42 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule to Extend the Membership Fee Waiver Comments Due: January 29, 2024 See Also - Exhibit 5 |
| 34-99259 | Jan 2, 2024 | SR-MEMX-2023-38 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule to Establish an Options Regulatory Fee (“ORF”) Comments Due: January 29, 2024 See Also - Exhibit 5 |