National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-98568 | Sep 27, 2023 | SR-BOX-2023-20 | BOX Exchange LLC (BOX) | Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change to Adopt Rules to Govern FLEX Equity Options and a New Order Type to Trade FLEX Equity Options on the BOX Trading Floor Submit a Comment on SR-BOX-2023-20
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| 34-98446 | Sep 20, 2023 | SR-BOX-2023-24 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Amend the Language and Process Related to the Options Regulatory Fee Comments Due: October 17, 2023 View Received Comments See Also - Exhibit 5 |
| 34-98385 | Sep 14, 2023 | SR-BOX-2023-23 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Amend Certain Qualification Thresholds of Section IV.A.1 (Tiered Volume Rebate for Non-Auction Transact Comments Due: October 11, 2023 See Also - Exhibit 5 |
| 34-98380 | Sep 13, 2023 | SR-BOX-2023-20 | BOX Exchange LLC (BOX) | Notice of Filing of Proposed Rule Change to Adopt Rules to Govern FLEX Equity Options and a New Order Type to Trade FLEX Equity Options on the BOX Trading Floor Comments Due: October 10, 2023 View Received Comments See Also - Exhibit 5 |
| 34-98139 | Aug 15, 2023 | SR-BOX-2023-22 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update and Amend IM-7240-1 Regarding Complex Order and Multi-Leg Price Protections Comments Due: September 11, 2023 See Also - Exhibit 5 |
| 34-98073 | Aug 7, 2023 | SR-BOX-2023-21 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 5020 (Criteria for Underlying Securities) to Accelerate the Listing of Options on Certain IPOs Comments Due: September 1, 2023 See Also - Exhibit 5 |
| 34-97959 | Jul 21, 2023 | SR-BOX-2023-19 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Change How Certain Complex Orders are Assessed Within the Fee Structure Comments Due: August 17, 2023 See Also - Exhibit 5 |
| 34-97794 | Jun 23, 2023 | SR-BOX-2023-17 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7660 (Communications and Equipment) Comments Due: July 20, 2023 See Also - Exhibit 5 |
| 34-97772 | Jun 20, 2023 | SR-BOX-2023-02 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend BOX Rule 4120 (Transactions of Certain Public Customers) and BOX Rule 100 (Definitions) and adopt IM-4120-1. Comments Due: July 17, 2023 See Also - Exhibit 5 |
| 34-97723 | Jun 14, 2023 | SR-BOX-2023-16 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Offer Ad-Hoc Historical Requests for the Intraday Open-Close Data Report and Adopt Fees for this Data Comments Due: July 12, 2023 See Also - Exhibit 5 |