National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-79496 | Dec 7, 2016 | SR-BatsBZX-2016-83 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of the Exchange's Equity Options Platform See Also - Exhibit 5 |
| 34-79467 | Dec 5, 2016 | SR-BatsBZX-2016-81 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to BZX Rule 11.23, Auctions, To Amend How the Official Auction Prices Are Calculated and Add Additional Specificity Regarding the Handling of RHO Orders During an Opening Auction for a BZX Listed Security See Also - Exhibit 5 |
| 34-79457 | Dec 2, 2016 | SR-BatsBZX-2016-79 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Non-Substantive Changes to the Equity Options Fee Schedule See Also - Exhibit 5 |
| 34-79437 | Dec 1, 2016 | SR-BatsBZX-2016-78 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Non-Substantive Changes to the Fee Schedule See Also - Exhibit 5 |
| 34-79450 | Dec 1, 2016 | SR-BatsBZX-2016-80 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing of Proposed Rule Changes to BZX Rule 14.11, Other Securities, and BZX Rule 14.12, Failure To Meet Listing Standards View Received Comments See Also - Exhibit 5, Rel. No. 34-80169, Rel. No. 34-79839 |
| 34-79385 | Nov 23, 2016 | SR-BatsBZX-2016-77 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Ministerial and Corrective Changes to Exchange Rules 11.13, 11.16, 11.22, and 11.27 See Also - Exhibit 5 |
| 34-79381 | Nov 22, 2016 | SR-BatsBZX-2016-48 | Bats BZX Exchange, Inc. (BatsBZX) | Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2 Thereto, To List and Trade Shares of the iShares iBonds Dec 2023 Term Muni Bond ETF and iShares iBonds Dec 2024 Term Muni Bond ETF of the iShares U.S. ETF Trust Pursuant to BZX Rule 14.11(c)(4) View Received Comments See Also - Rel. No. 34-79092, Rel. No. 34-78666 |
| 34-79342 | Nov 17, 2016 | SR-BatsBZX-2016-73 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of an Amendment to Rule 8.11, Effective Date of Judgment and the Adoption of Rule 8.18, Release of Disciplinary Complaints, Decisions and Other Information See Also - Exhibit 5 |
| 34-79312 | Nov 15, 2016 | SR-BatsBZX-2016-75 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for the Supplemental Competitive Liquidity Provider Program See Also - Exhibit 5 |
| 34-79309 | Nov 14, 2016 | SR-BatsBZX-2016-76 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of Bats BZX Exchange, Inc. See Also - Exhibit 5 |