National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-85935 | May 24, 2019 | SR-MRX-2019-08 | Nasdaq MRX, LLC (MRX) | Order Functionality |
| 34-85730 | Apr 26, 2019 | SR-MRX-2019-09 | Nasdaq MRX, LLC (MRX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Exchange's Current Registration, Qualification and Continuing Education Rules See Also - Exhibit 5 |
| 34-85671 | Apr 17, 2019 | SR-MRX-2019-08 | Nasdaq MRX, LLC (MRX) | Notice of Filing of a Proposed Rule Change To Adopt Complex Order Functionality See Also - Exhibit 5 |
| 34-85614 | Apr 11, 2019 | SR-MRX-2019-07 | Nasdaq MRX, LLC (MRX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot for Certain Options Market Rules That Are Linked to the Equity Market Plan To Address Extraordinary Market Volatility See Also - Exhibit 5 |
| 34-85463 | Mar 29, 2019 | SR-MRX-2019-06 | Nasdaq MRX, LLC (MRX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Supplementary Material .01 to Rule 710, "Minimum Increments" See Also - Exhibit 5 |
| 34-85313 | Mar 14, 2019 | SR-MRX-2019-05 | Nasdaq MRX, LLC (MRX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to PIM Fees and Rebates See Also - Exhibit 5 |
| 34-85143 | Feb 14, 2019 | SR-MRX-2019-02 | Nasdaq MRX, LLC (MRX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Pricing Schedule at Options 7, Section 3 See Also - Exhibit 5 |
| 34-85127 | Feb 13, 2019 | SR-MRX-2019-03 | Nasdaq MRX, LLC (MRX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt an Options Regulatory Fee See Also - Exhibit 5 |
| 34-85109 | Feb 12, 2019 | SR-MRX-2019-01 | Nasdaq MRX, LLC (MRX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Provisions for Excluding a Day From Its Volume Calculations for Purposes of Determining Pricing Tiers See Also - Exhibit 5 |
| 34-84959 | Dec 26, 2018 | SR-MRX-2018-41 | Nasdaq MRX, LLC (MRX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program See Also - Exhibit 5 |