National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-95000 | May 27, 2022 | SR-PEARL-2022-22 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 519, MIAX Pearl Order Monitor ("MOM") Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 Submit a Comment on SR-PEARL-2022-22
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| 34-94994 | May 26, 2022 | SR-PEARL-2022-09 | MIAX PEARL, LLC (PEARL) | Notice of Withdrawal of Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove Certain Credits and Increase Trading Permit Fees |
| 34-94993 | May 26, 2022 | SR-PEARL-2022-23 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove Certain Credits and Increase Trading Permit Fees Comments Due: 21 days after publication in the Federal Register View Received Comments See Also - Exhibit 5 |
| 34-94970 | May 23, 2022 | SR-PEARL-2022-19 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-94929 | May 17, 2022 | SR-PEARL-2022-21 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule Comments Due: 21 days after publication in the Federal Register View Received Comments See Also - Exhibit 5 |
| 34-94888 | May 11, 2022 | SR-PEARL-2022-18 | MIAX PEARL, LLC (PEARL) | Notice of Filing of a Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Increase Certain Connectivity Fees and To Increase the Monthly Fees for MIAX Express Network Full Service Port; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change Comments Due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register See Also - Exhibit 5 Submit a Comment on SR-PEARL-2022-18 |
| 34-94876 | May 9, 2022 | SR-PEARL-2022-12 | MIAX PEARL, LLC (PEARL) | Notice of Withdrawal of Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Increase the Monthly Fees for MIAX Express Network Full Service Port |
| 34-94875 | May 9, 2022 | SR-PEARL-2022-11 | MIAX PEARL, LLC (PEARL) | Notice of Withdrawal of Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Increase Certain Connectivity Fees |
| 34-94851 | May 4, 2022 | SR-PEARL-2022-15 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Exchange Rule 532, Order Price Protection Mechanisms and Risk Controls Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-94735 | Apr 18, 2022 | SR-PEARL-2022-14 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 2600, Hours of Trading and Trading Days, and Exchange Rule 2615, Opening Process for Equity Securities Comments Due: May 13, 2022 See Also - Exhibit 5 |