National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-77589 | Apr 12, 2016 | SR-BatsEDGX-2016-04 | Bats EDGX Exchange, Inc. (BatsEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 8.17 To Provide a Process for an Expedited Suspension Proceeding and Rule 12.15 To Prohibit Layering and Spoofing See Also - Exhibit 5 |
| 34-77582 | Apr 11, 2016 | SR-BatsEDGX-2016-07 | Bats EDGX Exchange, Inc. (BatsEDGX) | Notice of Filing and Immediate Effectiveness of a Non-Substantive Correction to Rule 11.27 View Received Comments See Also - Exhibit 5 |
| 34-77526 | Apr 5, 2016 | SR-BatsEDGX-2016-05 | Bats EDGX Exchange, Inc. (BatsEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Its Equity Options Platform See Also - Exhibit 5 |
| 34-77508 | Apr 4, 2016 | SR-BatsEDGX-2016-03 | Bats EDGX Exchange, Inc. (BatsEDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Changes in Connection With the Operation of the Exchange's Equity Options Platform See Also - Exhibit 5 |
| 34-77416 | Mar 22, 2016 | SR-BatsEDGX-2016-01 | Bats EDGX Exchange, Inc. (BatsEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Exchange Rule 11.27 To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program See Also - Exhibit 5, Exemptive Letter |
| 34-77394 | Mar 17, 2016 | SR-BatsEDGX-2016-02 | Bats EDGX Exchange, Inc. (BatsEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of the Exchange View Received Comments See Also - Exhibit 5 |