National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-90288 | Oct 30, 2020 | SR-CboeBYX-2020-021 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing of Amendment No. 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Introduce Periodic Auctions for the Trading of U.S. Equity Securities View Received Comments See Also - Exhibit 5 |
| 34-90230 | Oct 20, 2020 | SR-CboeBYX-2020-030 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to BYX Rule 11.17, Clearly Erroneous Executions, to the Close of Business on April 20, 2021 See Also - Exhibit 5 |
| 34-90121 | Oct 8, 2020 | SR-CboeBYX-2020-028 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.18 View Received Comments See Also - Exhibit 5 |
| 34-90122 | Oct 8, 2020 | SR-CboeBYX-2020-029 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Maker Transaction Fees See Also - Exhibit 5 |
| 34-90086 | Oct 2, 2020 | SR-CboeBYX-2020-022 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Fifth Amended and Restated Bylaws of the Exchange's Parent Corporation, Cboe Global Markets, Inc. View Received Comments |
| 34-89820 | Sep 10, 2020 | SR-CboeBYX-2020-021 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Introduce Periodic Auctions for the Trading of U.S. Equity Securities View Received Comments |
| 34-89778 | Sep 8, 2020 | SR-CboeBYX-2020-025 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.26(a), Stating It Will Utilize MIAX PEARL Market Data From the CQSUQDF for Purposes of Order Handling, Routing, Execution, and Related Compliance Processes See Also - Exhibit 5 |
| 34-89753 | Sep 2, 2020 | SR-CboeBYX-2020-024 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule 11.26(a), Stating It Will Utilize MEMX Market Data From the CQS/UQDF for Purposes of Order Handling, Routing, Execution, and Related Compliance Processes See Also - Exhibit 5 |
| 34-89549 | Aug 13, 2020 | SR-CboeBYX-2020-022 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing of a Proposed Rule Change To Amend the Fifth Amended and Restated Bylaws of the Exchange's Parent Corporation, Cboe Global Markets, Inc. View Received Comments See Also - Exhibit 5 |
| 34-89452 | Aug 3, 2020 | SR-CboeBYX-2020-023 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 4.5, Which Is Part of the Exchange's Compliance Rule ("Compliance Rule") Regarding the National Market System Plan Governing the Consolidated Audit Trail (the "CAT NMS Plan" or "Plan") To Be Consistent With an Amendment to the CAT NMS Plan Recently Approved by the Securities and Exchange Commission (the "Commission") |