National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-93593 | Nov 16, 2021 | SR-EMERALD-2021-40 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Establish a Policy Relating to Billing Errors Comments Due: December 13, 2021 See Also - Exhibit 5 Submit a Comment on SR-EMERALD-2021-40
|
34-93549 | Nov 10, 2021 | SR-EMERALD-2021-39 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Section 1(a)(ii) of the Fee Schedule To Revise the Application of the Tier Calculation Comments Due: December 8, 2021 See Also - Exhibit 5 |
34-93526 | Nov 4, 2021 | SR-EMERALD-2021-36 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: December 1, 2021 See Also - Exhibit 5 |
34-93471 | Oct 29, 2021 | SR-MIAX-2021-28, SR-EMERALD-2021-21 | Miami International Securities Exchange, LLC (MIAX), MIAX Emerald, LLC (EMERALD) | Notice of Withdrawal of Proposed Rule Changes To Establish Fees for the Exchanges' cToM Market Data Products Comments Due: August 5, 2021 |
34-93462 | Oct 28, 2021 | SR-EMERALD-2021-37 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX Emerald, LLC To Amend Exchange Rule 501, Days and Hours of Business, To Make Juneteenth National Independence Day a Holiday of the Exchange Comments Due: November 24, 2021 See Also - Exhibit 5 |
34-93427 | Oct 26, 2021 | SR-EMERALD-2021-34 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for the cToM Market Data Product Comments Due: November 22, 2021 View Received Comments See Also - Exhibit 5 |
34-93367 | Oct 15, 2021 | SR-EMERALD-2021-33 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adjust the Options Regulatory Fee Comments Due: November 12, 2021 View Received Comments See Also - Exhibit 5 |
34-93329 | Oct 14, 2021 | SR-PEARL-2021-30, SR-MIAX-2021-29, SR-EMERALD-2021-22 | MIAX PEARL, LLC (PEARL), Miami International Securities Exchange, LLC (MIAX), MIAX Emerald, LLC (EMERALD) | Notice of Withdrawal of Proposed Rule Changes To Amend Fees for Purge Ports Comments Due: August 5, 2021 View Received Comments |
34-93303 | Oct 13, 2021 | SR-EMERALD-2021-27 | MIAX Emerald, LLC (EMERALD) | Notice of Withdrawal of Proposed Rule Change To Amend Its Fee Schedule To Adjust the Options Regulatory Fee |
34-93188 | Sep 29, 2021 | SR-EMERALD-2021-31 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Emerald Express Interface Ports Comments Due: October 26, 2021 View Received Comments See Also - Exhibit 5 |