National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-98913 | Nov 13, 2023 | SR-CboeBZX-2023-091 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: December 8, 2023 See Also - Exhibit 5 Submit a Comment on SR-CboeBZX-2023-091
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| 34-98860 | Nov 6, 2023 | SR-CboeBZX-2023-063 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt an Alternative to the Minimum $4 Price Requirement for Companies Seeking to List Tier II Securities on the Exchange |
| 34-98846 | Nov 2, 2023 | SR-CboeBZX-2023-087 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Invesco Galaxy Ethereum ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: November 29, 2023 View Received Comments |
| 34-98835 | Nov 1, 2023 | SR-CboeBZX-2023-085 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Rules Relating to the Continuing Education for Registered Persons Comments Due: November 28, 2023 See Also - Exhibit 5 |
| 34-98809 | Oct 27, 2023 | SR-CboeBZX-2023-068 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Withdrawal of Proposed Rule Change to Amend Its Fee Schedule Related to Physical Port Fees |
| 34-98805 | Oct 27, 2023 | SR-CboeBZX-2023-067 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Withdrawal of Proposed Rule Change to Amend Its Fee Schedule Related to Physical Port Fees |
| 34-98794 | Oct 24, 2023 | SR-CboeBZX-2023-084 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: November 20, 2023 View Received Comments See Also - Exhibit 5 |
| 34-98785 | Oct 23, 2023 | SR-CboeBZX-2023-083 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: November 17, 2023 View Received Comments See Also - Exhibit 5 |
| 34-98761 | Oct 16, 2023 | SR-CboeBZX-2023-081 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: November 13, 2023 See Also - Exhibit 5 |
| 34-98684 | Oct 4, 2023 | SR-CboeBZX-2023-075 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Rebate Tiers Comments Due: November 1, 2023 See Also - Exhibit 5 |