National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-59517 | Mar 5, 2009 | SR-NYSEALTR-2009-23 | NYSE Alternext US (NYSEALTR) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext U.S. LLC To Permit Two Trading Officials To Modify the Required Bid/Ask Differentials |
| 34-59488 | Mar 3, 2009 | SR-NYSEAltr-2009-15 | NYSE Alternext US (NYSEALTR) | Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Amending Rule 123C To Provide the Exchange With the Ability To Temporarily Suspend Certain Exchange Requirements Relating to the Closing of Securities at the Exchange See Also - Rel. No. 34-59755 |
| 34-59480 | Mar 2, 2009 | SR-NYSEALTR-2009-21 | NYSE Alternext US (NYSEALTR) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC Adopting New Rule 6A-NYSE Alternext Equities and Amending Existing Rule 36-NYSE Alternext Equities Concerning the Use of Personal Portable or Wireless Communication Devices and the Use or Possession of Wireless Trading Devices On and Off the Exchange Trading Floor |
| 34-59481 | Mar 2, 2009 | SR-NYSEALTR-2009-20 | NYSE Alternext US (NYSEALTR) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Amending Its Schedule of Fees and Charges for Exchange Services |
| 34-59482 | Mar 2, 2009 | SR-NYSEALTR-2009-13 | NYSE Alternext US (NYSEALTR) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Alternext Equities Rule 17 To Address Issues Related to Vendor Liability and To Make Amendments and Conforming Changes to NYSE Alternext Equities Rule 18 |
| 34-59478 | Feb 27, 2009 | SR-NYSEALTR-2009-19 | NYSE Alternext US (NYSEALTR) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Schedule of Fees and Charges for Exchange Services |
| 34-59473 | Feb 27, 2009 | SR-NYSEALTR-2009-18 | NYSE Alternext US (NYSEALTR) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Use Its Broker Dealer Affiliate, Archipelago Securities, LLC, as Its Routing Broker for Options Orders |
| 34-59468 | Feb 27, 2009 | SR-NYSEALTR-2009-16 | NYSE Alternext US (NYSEALTR) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC Amending Rule 300.10T-NYSE Alternext Equities To Provide a Grace Period Under That Rule for Member Organizations That Have Applied for a Trading License To Comply With Certain Exchange Rules |
| 34-59472 | Feb 27, 2009 | SR-NYSEALTR-2008-14 | NYSE Alternext US (NYSEALTR) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of the Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Establish Rules for the Trading of Listed Options View Received Comments See Also - Exhibit 5, Rel. No. 34-59142 |
| 34-59454 | Feb 25, 2009 | SR-NYSEALTR-2009-17 | NYSE Alternext US (NYSEALTR) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext U.S. LLC To Delete Certain Rules Governing the Trading of Listed Options See Also - Exhibit 5 |