National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-71209 | Dec 31, 2013 | SR-TOPAZ-2013-20 | Topaz Exchange (Topaz) | Notice of Filing of Proposed Rule Change To More Specifically Address the Number and Size of Counterparties to a Qualified Contingent Cross Order See Also - Exhibit 5, Rel. Nos. 34-71562, and 34-71862 |
| 34-71181A | Dec 24, 2013 | SR-Topaz-2013-19 | Topaz Exchange (Topaz) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To More Specifically Address the Number and Size of Contra-Parties to a Qualified Contingent Cross Order; Correction |
| 34-71181 | Dec 24, 2013 | SR-Topaz-2013-19 | Topaz Exchange (Topaz) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to More Specifically Address the Number and Size of Contra-parties to a Qualified Contingent Cross Order See Also - Exhibit 5 |
| 34-71141 | Dec 19, 2013 | SR-TOPAZ-2013-21 | Topaz Exchange (Topaz) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program See Also - Exhibit 5 |
| 34-71149 | Dec 19, 2013 | SR-Topaz-2013-16 | Topaz Exchange (Topaz) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees See Also - Exhibit 5 |
| 34-71087 | Dec 17, 2013 | SR-Topaz-2013-17 | Topaz Exchange (Topaz) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Market Data Offerings |
| 34-71074 | Dec 13, 2013 | SR-Topaz-2013-13 | Topaz Exchange (Topaz) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees See Also - Exhibit 5 |
| 34-71077 | Dec 13, 2013 | SR-Topaz-2013-14 | Topaz Exchange (Topaz) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees See Also - Exhibit 5 |
| 34-71054 | Dec 12, 2013 | SR-Topaz-2013-12 | Topaz Exchange (Topaz) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees |
| 34-70885 | Nov 15, 2013 | SR-TOPAZ-2013-11 | Topaz Exchange (Topaz) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Address the Treatment of Certain Stop Orders During a Limit State or Straddle State See Also - Exhibit 5 |