National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-77480 | Mar 30, 2016 | SR-BATS-2016-03 | BATS Exchange (BATS) | Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 3 Thereto, To List and Trade Shares of the Elkhorn Dow Jones RAFI Commodity ETF of Elkhorn ETF Trust See Also - Rel. No. 34-77086 |
| 34-77476 | Mar 30, 2016 | SR-BATS-2016-17 | BATS Exchange (BATS) | Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend BATS' Rules Regarding the Auction Process for Securities Subject to an Initial Public Offering See Also - Rel. No. 34-77222 |
| 34-77464 | Mar 29, 2016 | SR-EDGX-2016-04, SR-EDGA-2016-01, SR-BYX-2016-02, SR-BATS-2016-10 | EDGX Exchange (EDGX), EDGA Exchange (EDGA), BATS Y-Exchange (BYX), BATS Exchange (BATS) | Order Approving Proposed Rule Changes To Amend and Restate the Certificate of Incorporation and Bylaws of the Exchanges' Ultimate Parent Company, BATS Global Markets, Inc. See Also - Rel. No. 34-77146, Rel. No. 34-77147, Rel. No. 34-77155, Rel. No. 34-77156 |
| 34-77451 | Mar 25, 2016 | SR-BATS-2016-04 | BATS Exchange (BATS) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the SPDR DoubleLine Short Duration Total Return Tactical ETF See Also - Rel. No. 34-77078, Rel. No. 34-77499 |
| 34-77379 | Mar 16, 2016 | SR-BATS-2016-16 | BATS Exchange (BATS) | Notice of Filing of a Proposed Rule Change To List and Trade Shares of the Pointbreak Diversified Commodity Fund of the Pointbreak ETF Trust Under BATS Rule 14.11(i), Managed Fund Shares View Received Comments See Also - Rel. No. 34-78104, Rel. No. 34-77770 |
| 34-77333 | Mar 9, 2016 | SR-BATS-2016-02 | BATS Exchange (BATS) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Rule 14.11(i), Managed Fund Shares, To List and Trade Shares of the iShares iBonds Dec 2023 AMT-Free Muni Bond ETF, iShares iBonds Dec 2024 AMT-Free Muni Bond ETF, iShares iBonds Dec 2025 AMT-Free Muni Bond ETF, and iShares iBonds Dec 2026 AMT-Free Muni Bond ETF of the iShares U.S. ETF Trust See Also - Rel. No. 34-76954 |
| 34-77330 | Mar 9, 2016 | SR-BATS-2016-26 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. See Also - Exhibit 5 |
| 34-77307 | Mar 7, 2016 | SR-BATS-2016-25 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules as Well as Certain Corporate Documents of the Exchange To Reflect a Legal Name Change by BATS Global Markets, Inc. and the Legal Names of Certain Subsidiaries See Also - Exhibit 5A, Exhibit 5B, Exhibit 5C, Exhibit 5D, Exhibit 5E |
| 34-77310 | Mar 7, 2016 | SR-BATS-2016-27 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.27(b), Compliance With Data Collection Requirements, Relating to the Regulation NMS Plan To Implement a Tick Size Pilot Program See Also - Exhibit 5 |
| 34-77287 | Mar 3, 2016 | SR-BATS-2015-124 | BATS Exchange (BATS) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to BATS Rule 14.11(i), Managed Fund Shares, To List and Trade Shares of the REX VolMAXX Long VIX Weekly Futures Strategy ETF and the REX VolMAXX Inverse VIX Weekly Futures Strategy ETF of the Exchange Traded Concepts Trust See Also - Rel. No. 34-76884, Rel. No. 34-77620 |