National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-100061 | May 3, 2024 | SR-Phlx-2024-22 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Trade Now Order Attribute, at Equity 4, Rule 3301B and Rule 3301A Comments Due: May 30, 2024 See Also - Exhibit 5 Submit a Comment on SR-Phlx-2024-22
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| 34-100060 | May 3, 2024 | SR-Phlx-2024-18 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Fee Schedule at Equity 7, Section 3 to Implement a Market Data Revenue Rebate Program Comments Due: May 30, 2024 See Also - Exhibit 5 |
| 34-99841 | Mar 22, 2024 | SR-PHLX-2024-15 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Fees for Top of PHLX Options (TOPO), PHLX Orders, and TOPO Plus Orders Comments Due: April 18, 2024 View Received Comments See Also - Exhibit 5 Submit a Comment on Submit Comments on SR-PHLX-2024-15 - Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Fees for Top of PHLX Options (TOPO), PHLX Orders, and TOPO Plus Orders |
| 34-99797 | Mar 20, 2024 | SR-Phlx-2024-12 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Cabinet Proximity Option Fee to Establish a Reservation Fee for Cabinets with Power Densities Greater Than 10kW Comments Due: April 16, 2024 View Received Comments See Also - Exhibit 5 |
| 34-99785 | Mar 20, 2024 | SR-Phlx-2024-10 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 9 Comments Due: April 16, 2024 See Also - Exhibit 5 |
| 34-99780 | Mar 20, 2024 | SR-Phlx-2024-13 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 2, Sections 13 and 14 and Options 8, Section 24 Comments Due: April 16, 2024 See Also - Exhibit 5 |
| 34-99770 | Mar 19, 2024 | SR-Phlx-2024-14 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 4. Comments Due: April 15, 2024 See Also - Exhibit 5 |
| 34-99743 | Mar 15, 2024 | SR-Phlx-2024-08 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees for Connectivity and Co-location Services Comments Due: April 11, 2024 View Received Comments See Also - Exhibit 5 |
| 34-99687 | Mar 7, 2024 | SR-PHLX-2023-40 | Nasdaq PHLX LLC (Phlx) | Notice of Withdrawal of a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Amend Equity 4, Rules 3301A and 3301B to Establish New “Contra Midpoint Only” and “Contra Midpoint Only with Post-Only” Order Types and to Make Other Corresponding |
| 34-99644 | Feb 29, 2024 | SR-PHLX-2024-06 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand its Cabinet Proximity Option Program Comments Due: March 27, 2024 View Received Comments |