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National Securities Exchanges

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Release Number SEC Issue Date Sort ascending File Number SRO Organization Details
34-94709 Apr 13, 2022 SR-LTSE-2022-03 Long-Term Stock Exchange, Inc. (LTSE) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt on a Permanent Basis the Pilot Rules for Market-Wide Circuit Breakers in Rule 11.280
Comments Due: May 10, 2022
See Also - Exhibit 5
34-94515 Mar 24, 2022 SR-LTSE-2022-02 Long-Term Stock Exchange, Inc. (LTSE) Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Continuing Education Requirements
Comments Due: April 20, 2022
34-94465 Mar 18, 2022 SR-LTSE-2021-08 Long-Term Stock Exchange, Inc. (LTSE) Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Modify and Expand the Package of Products and Services Provided to Companies and Clarify Existing Practice Under Rule 14.602
Comments Due: April 14, 2022
34-94403 Mar 11, 2022 SR-LTSE-2022-01 Long-Term Stock Exchange, Inc. (LTSE) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Date of the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.280
Comments Due: April 7, 2022
See Also - Exhibit 5
34-94140 Feb 3, 2022 SR-LTSE-2021-08 Long-Term Stock Exchange, Inc. (LTSE) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Modify and Expand the Package of Products and Services Provided to Companies and Clarify Existing Practice Under Rule 14.602
Comments Due: January 11, 2022
34-93787 Dec 15, 2021 SR-LTSE-2021-08 Long-Term Stock Exchange, Inc. (LTSE) Notice of Filing of a Proposed Rule Change To Modify and Expand the Package of Products and Services Provided to Companies and Clarify Existing Practice Under Rule 14.602
Comments Due: January 11, 2022
See Also - Exhibit 5
34-93702 Dec 1, 2021 SR-LTSE-2021-07 Long-Term Stock Exchange, Inc. (LTSE) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Juneteenth National Independence Day a Holiday of the Exchange in Rule 11.110 (Hours of Trading and Trading Days)
Comments Due: December 28, 2021
See Also - Exhibit 5
34-93376 Oct 18, 2021 SR-LTSE-2021-06 Long-Term Stock Exchange, Inc. (LTSE) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Date of the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.280
Comments Due: November 12, 2021
See Also - Exhibit 5
34-92847 Sep 1, 2021 SR-LTSE-2021-05 Long-Term Stock Exchange, Inc. (LTSE) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate LTSE Rule 11.420 (Order Audit Trail System ("OATS") Requirements)
Comments Due: September 29, 2021
See Also - Exhibit 5
34-92752 Aug 25, 2021 SR-LTSE-2021-04 Long-Term Stock Exchange, Inc. (LTSE) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Director "Business Relationships" Provision and Definition of "Family Member" for Purposes of LTSE Rule 14.405(a)(2) and Supplementary Material .01 (Definition of Independence)
Comments Due: September 21, 2021
See Also - Exhibit 5