National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
|
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
|---|---|---|---|---|
| Release Number:34-94709 | SEC Issue Date:Apr 13, 2022 | File Number:SR-LTSE-2022-03 | SRO Organization:Long-Term Stock Exchange, Inc. (LTSE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt on a Permanent Basis the Pilot Rules for Market-Wide Circuit Breakers in Rule 11.280 Comments Due: May 10, 2022 See Also - Exhibit 5 Submit a Comment on SR-LTSE-2022-03
|
| Release Number:34-94515 | SEC Issue Date:Mar 24, 2022 | File Number:SR-LTSE-2022-02 | SRO Organization:Long-Term Stock Exchange, Inc. (LTSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Continuing Education Requirements Comments Due: April 20, 2022 |
| Release Number:34-94465 | SEC Issue Date:Mar 18, 2022 | File Number:SR-LTSE-2021-08 | SRO Organization:Long-Term Stock Exchange, Inc. (LTSE) |
Details: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Modify and Expand the Package of Products and Services Provided to Companies and Clarify Existing Practice Under Rule 14.602 Comments Due: April 14, 2022 |
| Release Number:34-94403 | SEC Issue Date:Mar 11, 2022 | File Number:SR-LTSE-2022-01 | SRO Organization:Long-Term Stock Exchange, Inc. (LTSE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Date of the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.280 Comments Due: April 7, 2022 See Also - Exhibit 5 |
| Release Number:34-94140 | SEC Issue Date:Feb 3, 2022 | File Number:SR-LTSE-2021-08 | SRO Organization:Long-Term Stock Exchange, Inc. (LTSE) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Modify and Expand the Package of Products and Services Provided to Companies and Clarify Existing Practice Under Rule 14.602 Comments Due: January 11, 2022 |
| Release Number:34-93787 | SEC Issue Date:Dec 15, 2021 | File Number:SR-LTSE-2021-08 | SRO Organization:Long-Term Stock Exchange, Inc. (LTSE) |
Details: Notice of Filing of a Proposed Rule Change To Modify and Expand the Package of Products and Services Provided to Companies and Clarify Existing Practice Under Rule 14.602 Comments Due: January 11, 2022 See Also - Exhibit 5 |
| Release Number:34-93702 | SEC Issue Date:Dec 1, 2021 | File Number:SR-LTSE-2021-07 | SRO Organization:Long-Term Stock Exchange, Inc. (LTSE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Juneteenth National Independence Day a Holiday of the Exchange in Rule 11.110 (Hours of Trading and Trading Days) Comments Due: December 28, 2021 See Also - Exhibit 5 |
| Release Number:34-93376 | SEC Issue Date:Oct 18, 2021 | File Number:SR-LTSE-2021-06 | SRO Organization:Long-Term Stock Exchange, Inc. (LTSE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Date of the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.280 Comments Due: November 12, 2021 See Also - Exhibit 5 |
| Release Number:34-92847 | SEC Issue Date:Sep 1, 2021 | File Number:SR-LTSE-2021-05 | SRO Organization:Long-Term Stock Exchange, Inc. (LTSE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate LTSE Rule 11.420 (Order Audit Trail System ("OATS") Requirements) Comments Due: September 29, 2021 See Also - Exhibit 5 |
| Release Number:34-92752 | SEC Issue Date:Aug 25, 2021 | File Number:SR-LTSE-2021-04 | SRO Organization:Long-Term Stock Exchange, Inc. (LTSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Director "Business Relationships" Provision and Definition of "Family Member" for Purposes of LTSE Rule 14.405(a)(2) and Supplementary Material .01 (Definition of Independence) Comments Due: September 21, 2021 See Also - Exhibit 5 |