National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-99379 | Jan 17, 2024 | SR-IEX-2024-01 | Investors Exchange LLC (IEX) | Notice of Filing of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings to Determine W Comments Due: by March 5, 2024. Rebuttal Comments should be submitted by March 19, 2024. View Received Comments See Also - Exhibit 5 Submit a Comment on SR-IEX-2024-01
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| 34-99274 | Jan 4, 2024 | SR-IEX-2023-14 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Correct Six Typographical Citation and Cross-Reference Errors in the IEX Rule Book Comments Due: January 30, 2024 See Also - Exhibit 5 |
| 34-98994 | Nov 20, 2023 | SR-IEX-2023-12 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110 to Amend IEX's Fee Schedule Comments Due: December 18, 2023 See Also - Exhibit 5 |
| 34-98988 | Nov 20, 2023 | SR-IEX-2023-13 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Introduce a New Post Only Order Parameter Instruction Comments Due: December 18, 2023 See Also - Exhibit 5 |
| 34-98645 | Sep 29, 2023 | SR-IEX-2023-11 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Implementation Date of Its New Fixed Midpoint Peg Order Type Comments Due: October 25, 2023 |
| 34-98625 | Sep 28, 2023 | SR-IEX-2023-10 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rules 11.190(b)(7) and 11.190(g) Comments Due: October 25, 2023 See Also - Exhibit 5 |
| 34-98583 | Sep 28, 2023 | SR-IEX-2023-09 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Correct Six Typographical Cross-Reference Errors in IEX Rule 11.190(b) Comments Due: October 25, 2023 |
| 34-98063 | Aug 4, 2023 | SR-IEX-2023-08 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110 to Amend IEX's Fee Schedule Comments Due: August 31, 2023 See Also - Exhibit 5 |
| 34-98035 | Aug 1, 2023 | SR-IEX-2023-06 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add a New Fixed Midpoint Peg Order Type Comments Due: August 28, 2023 See Also - Exhibit 5 |
| 34-97980 | Jul 25, 2023 | SR-IEX-2023-07 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rule 2.160 to Provide Eligible Individuals Another Opportunity to Elect to Participate in the Maintaining Qualifications Program. Comments Due: August 21, 2023 |