National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-71862 | Apr 3, 2014 | SR-TOPAZ-2013-20 | Topaz Exchange (Topaz) | Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, to More Specifically Address the Number and Size of Counterparties to a Qualified Contingent Cross Order See Also - Rel. Nos. 34-71562, Rel. No. 34-71209 |
| 34-71586 | Feb 20, 2014 | SR-Topaz-2014-06 | Topaz Exchange (Topaz) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Amendment of Topaz Exchange, LLC's Constitution, Certificate of Formation, Limited Liability Company Agreement, Rules and Schedule of Fees To Change the Name of the Exchange to ISE Gemini, LLC See Also - Exhibit 5A-D, and Exhibit 5E |
| 34-71562 | Feb 18, 2014 | SR-TOPAZ-2013-20 | Topaz Exchange (Topaz) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to More Specifically Address the Number and Size of Counterparties to a Qualified Contingent Cross Order See Also - Rel. No. 34-71209 |
| 34-71527 | Feb 12, 2014 | SR-Topaz-2014-07 | Topaz Exchange (Topaz) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees See Also - Exhibit 5 |
| 34-71447 | Jan 30, 2014 | SR-Topaz-2014-04 | Topaz Exchange (Topaz) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Market Maker Risk Parameters |
| 34-71405 | Jan 27, 2014 | SR-Topaz-2014-05 | Topaz Exchange (Topaz) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding System Protections See Also - Exhibit 5 |
| 34-71388 | Jan 24, 2014 | SR-Topaz-2014-03 | Topaz Exchange (Topaz) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees See Also - Exhibit 5 |
| 34-71296 | Jan 14, 2014 | SR-Topaz-2014-02 | Topaz Exchange (Topaz) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Billing Dispute Practice See Also - Exhibit 5 |
| 34-71259 | Jan 8, 2014 | SR-Topaz-2014-01 | Topaz Exchange (Topaz) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees See Also - Exhibit 5 |
| 34-71229 | Jan 2, 2014 | SR-Topaz-2013-18 | Topaz Exchange (Topaz) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Non-Controversial Changes to Its Rules See Also - Exhibit 5 |